Kaili A. Purviance

INTERGY PRIVATE WEALTH

LITTLETON, CO

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CRD#: 4329392

Professional summary

Kaili Aaron Purviance is a registered financial advisor currently at INTERGY PRIVATE WEALTH, LLC located in Littleton, Colorado.

Kaili is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kaili has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaili Aaron Purviance's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2024 - Present

INTERGY PRIVATE WEALTH, LLC

RIA

CRD#: 315698

LITTLETON, CO

Past

December 5, 2019 - August 26, 2024

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

RIA

CRD#: 281593

Littleton, CO

Past

August 26, 2015 - December 20, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

DENVER, CO

Past

August 10, 2015 - December 20, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DENVER, CO

Past

January 7, 2008 - August 7, 2008

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

June 29, 2006 - December 12, 2007

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/24/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/11/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/28/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

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Contact information

Main Address

13 S. Tejon St. Suite 400, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 413-8820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,117
AUM (Assets Under Management)	$ 466,993,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kaili A. Purviance

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kaili Aaron Purviance's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSTONE CAPITAL PARTNERS TEXAS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

INTERGY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/24/2015

Series 63

Date: 3/11/2008

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2015

Series 6

Date: 6/28/2006

Current Firm

INTERGY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERGY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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