Charles M. Shanberg
J. W. COLE ADVISORS
Clearwater, FL 33761
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CRD#: 4328695
Professional summary
Charles Michael Shanberg, CFP®, who also goes by Chuck Shanberg, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Clearwater, Florida and J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chuck Shanberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT / INVESTMENT RELATED / SALES OF FIXED INSURANCE, INCLUDING BUT NOT LIMITED TO FIXED LIFE INSURANCE AND ANNUITIES / 1 HOUR PER MONTH / 1 HOUR PER MONTH DURING TRADING HOURS 2) POA for Susan Shanberg 3) POA for Allan Shanberg 4) Alternative POA for Rajendra Kethavath 5) Rotary Club of Tampa; Not investment related; 1610 N Tampa St, Tampa, FL 33602; Non-profit organization - community service; Board member of board of directors; Start 7/1/2025; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Michael Shanberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
December 19, 2007 - Present
J. W. COLE ADVISORS, INC.
Office #1: 3001 Countryside Blvd., Clearwater, FL 33761RIA
CRD#: 112294
Clearwater, FL
Current
December 18, 2007 - Present
J.W. COLE FINANCIAL, INC.
Office #2: 3001 Countryside Boulevard, Clearwater, FL 33761BD
CRD#: 124583
Tampa, FL
Past
September 17, 2004 - January 9, 2008
NEW ENGLAND SECURITIES
RIA
CRD#: 615
TAMPA, FL
Past
January 22, 2001 - January 9, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2023)
RR
Florida(12/18/2007)
IAR
Florida(12/19/2007)
RR
Georgia(3/16/2017)
RR
Maryland(12/18/2007)
RR
Massachusetts(1/5/2021)
RR
New York(2/11/2021)
RR
North Carolina(1/5/2017)
RR
South Carolina(8/21/2018)
RR
Texas(12/2/2015)
RR
Virginia(8/4/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Clearwater, FL 33761TRUST BUT VERIFY
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