Kurt Robert Nunez
Professional Summary
Kurt Robert Nunez, who also goes by Kurt R Nunez, is a registered financial advisor currently at ALLOCATIONS SECURITIES located in Santa Rosa, California. Kurt is registered as a RR (Registered Representative) and started their career in finance in 2001. Kurt has worked at 10 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24, Series 14, Series 4, Series 53, Series 23, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kurt R Nunez
Similar Advisors
LPL FINANCIAL LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
Years of Experience
25 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
Current Firm
ALLOCATIONS SECURITIES | ALLOCATIONSX | ALLOCATIONS SECURITIES, LLC
Contact Information
Main Address
3558 Round Barn Boulevard Suite 200 Office 206, Santa Rosa, CA 95403Mailing Address
3558 Round Barn Boulevard Suite 200 Office 206, Santa Rosa, CA 95403Phone Number
(707) 236-6533Established
Delaware since 10/15/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (30 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
LPL FINANCIAL LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
State Registrations and Notice Filings
(9/9/2026)
(12/22/2022)
(9/17/2026)
(1/13/2023)
(9/4/2026)
(9/16/2026)
(9/16/2026)
(9/16/2026)
(9/16/2026)
(8/18/2026)
(8/28/2026)
(9/16/2026)
(9/18/2026)
(9/16/2026)
(9/2/2026)
(9/16/2026)
(9/28/2026)
(9/16/2026)
(9/16/2026)
(9/16/2026)
(9/2/2026)
(9/2/2026)
(9/16/2026)
(9/9/2026)
(9/23/2026)
(9/29/2026)
(8/28/2026)
(9/24/2026)
(9/16/2026)
(9/16/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2005About the Series 9 examSRO Registrations
Similar Advisors
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - BD
Click below to view Kurt Robert Nunez's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
