Richard S. Scalice
Professional summary
Richard Stephen Scalice, who also goes by Richard Stephen Weil, is a registered financial professional currently at SIGMA AMERICAS SECURITIES LLC located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 5 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 30, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Stephen Scalice's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2025 - Present
SIGMA AMERICAS SECURITIES LLC
Office #1: 125 Park Avenue 25th Floor, Suite 2602, New York, NY 10017May 19, 2023 - September 28, 2023
SIGMA AMERICAS SECURITIES LLC
May 11, 2021 - September 28, 2021
SIGMA AMERICAS SECURITIES LLC
September 2, 2016 - August 19, 2019
CUREX SECURITIES (USA), LLC
July 8, 2014 - August 31, 2015
RICHARD JAMES & ASSOCIATES, INC.
June 16, 2008 - July 12, 2013
J.D. NICHOLAS & ASSOCIATES, INC.
January 30, 2001 - June 20, 2001
TRIDENT PARTNERS LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/19/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SIGMA AMERICAS SECURITIES LLC
CRD#: 207515 / SEC#: , 8-69616
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
