Jeffrey Michael Bregman
Professional Summary
Jeffrey Michael Bregman is a registered financial advisor currently at GEORGESON SECURITIES CORPORATION located in Edison, New Jersey. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2001. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GEORGESON SECURITIES CORPORATION | GEORGESON SHAREHOLDER SECURITIES CORP.
Contact Information
Main Address
118 Fernwood Avenue, Edison, NJ 08837Mailing Address
118 Fernwood Avenue, Edison, NJ 08837Phone Number
(201) 275-5342Established
Delaware since 12/15/1998Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEORGESON LLC | 100% OWNER | — |
| CLEMONS, GREGORY JOE | ASSISTANT TREASURER | 7162929 |
| FRIERSON, SHEILA | BOARD DIRECTOR | 7463457 |
| FROMBERG, ROBERT MARC | SECRETARY | 6034320 |
| GRUBER, CATHERINE | ASSISTANT TREASURER | 7658317 |
| MOCOGNI, SHAWNA LEIGH | ASSISTANT TREASURER | 7164315 |
| NISLEY, CYNTHIA BLOUNT | PRESIDENT/DIRECTOR | 5369413 |
| PARK, JIN SOO | TREASURER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, AND FINANCIAL AND OPERATIONS PRINCIPAL | 4836106 |
| TSOUNAKIS, IAKOVOS | CHIEF COMPLIANCE OFFICER | 3259778 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2003SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Michael Bregman's CRS (Customer Relationship Summary).
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