MG
Michelle K. Griefenberg
CETERA INVESTMENT ADVISERS LLC
SEDONA, AZ 86351
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CRD#: 4326619
MG
Professional summary
Michelle Kane Griefenberg, who also goes by Michelle Lynne Kane, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sedona, Arizona and CETERA FINANCIAL SPECIALISTS LLC located in Sedona, Arizona.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michelle has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Lynne Kane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SELL HEALTH INSURANCE, NOT INV REL, SINCE 11/2006, .5H/WEEK; 2)ACCOUNTING, TAX & FINANCIAL SERVICES OF SEDONA, DBA NAME FOR INVESTMENT PRACTICE, INV RELATED: 3)WMG RENTAL PROPERTIES, LLC, NOT INV RELATED, SAME AS REGISTERED LOCATION, COMMERCIAL REAL ESTATE HOLDING-RENTAL ACTIVITY, START 08/01/2013, MANAGING MEMBER-LANDLORD-INVESTOR. 4) BMG MANGEMENT SOLUTIONS, NOT INV RELATED, SAME AS REGISTERED LOCATION, MANAGEMENT OF CURRENT TAX-ACCOUNTING-RENTAL BUSINESS, START 01/01/13, 14.5HR/WK, MEMBER AND MEMBER MANAGER. 5)ACCOUNTING SERVICES OF SEDONA, LLC, DBA ACCOUNTING, ACCOUNTING TAX AND FINANCIAL, NOT INV REL; SEDONA, AZ; TAX AND ACCOUNTING; MEMBER/TAX ACCOUNTANT; STARTED 1/1/2004; 200 HRS/MTH, 175 DURING SECURITY TRADING HRS, TAX PREPARATION, PLANNING AND REPRESENTATION. POWER OF ATTORNEY ONLY APPROVED TO REPRESENT TAX CLIENTS IN FRONT OF THE IRS IN CONJUNCTION WITH IRS FORM 2848. 6)6486 CAM ASSOCIATES, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION , LAND ADMINISTRATION, STARTED 02/2014, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOURS WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAINTENANCE AND SERVICE OF SHARED PARKING LOT. 7)JDI LAND INVESTMENT GROUP, LLC, NOT INVESTMENT RELATED, 6486 STATE ROUTE 279, SUITE 107, SEDONA, AZ, 86351, REAL ESTATE, STARTED 08/2016, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ASSET HOLDING COMPANY, VACANT LAND 8) NAME OF OTHER BUSINESS: ST JOHN VIANNEY CATHOLIC CHURCH - MEMBER FINANCE COUNCIL INVESTMENT RELATED: NO, ADDRESS: 180 ST JOHN VIANNEY LANE, SEDONA, AZ, 86336, NATURE OF BUSINESS: CHURCH, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ACT IN CAPACITY OF ACCOUNTANT AND TAX ADVISOR; 9) NAME OF OTHER BUSINESS: VILLAGE SQUARE ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 56 W CORTEZ DR, SEDONA, AZ 86351; NATURE OF BUSINESS: HOA; START DATE: 4/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PREPARING QUARTERLY INVOICES, PAYMENT FOR CAM FEES & AZ CORPORATION COMMISSION ANNUAL REPORT FILING;
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Kane Griefenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2016 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6486 State Route 179 Suite 107, Sedona, AZ 86351RIA
CRD#: 105644
SEDONA, AZ
Current
April 16, 2001 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 6486 State Route 179 Suite 107, Sedona, AZ 86351BD
CRD#: 10358
Sedona, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/13/2001)
IAR
Arizona(8/12/2016)
RR
California(2/7/2017)
RR
Colorado(1/16/2014)
RR
Florida(8/11/2017)
RR
Nevada(1/3/2024)
RR
New Mexico(1/2/2020)
RR
North Carolina(1/3/2022)
RR
Oregon(10/24/2024)
RR
Pennsylvania(1/3/2022)
RR
Texas(1/3/2022)
IAR
Texas(2/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sedona, AZ 86351TRUST BUT VERIFY
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