GO
Gwendolyn S. O'connell
GO WEALTH MANAGEMENT
Eugene, OR 97401
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CRD#: 4326521
GO
Professional summary
Gwendolyn Sue O'connell, who also goes by Gwendolyn Sue O'connell, Gwen S Reid, is a registered financial advisor currently at GO WEALTH MANAGEMENT located in Eugene, Oregon.
Gwendolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Gwendolyn has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gwendolyn Sue O'connell | Gwen S Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
O'CONNELL CENTER FOR FINANCIAL EDUCATION, INVESTMENT RELATED, 1075 WASHINGTON STREET, SUITE #200, EUGENE, OR 97401, BUILDING OWNED BY O'CONNELL PROPERTIES AND NAMED MEETING ROOM TO BE USED IN ADVERTISING, TENANT, SINCE 7/7/2017, WE WILL BE USING THIS MEETING ROOM FOR CLIENT EVENTS TO INCLUDE MEDICARE AWARE, OTHER TRAINING TYPE MEETINGS AND FOR CLIENT PRODUCT EVENTS. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, HELP CLIENTS SET UP DEFERRED SALES TRUST, REPRESENTATIVE, SINCE 8/8/2016, DEVOTED TIME IS 15 HRS A MONTH, MEET WITH BUSINESS BROKERS AND COMMERCIAL REAL ESTATE BROKERS TO FIND CLIENTS IN NEED OF THE DEFERRED SALES TRUST. O'CONNELL PLANNING CONSULTANTS, NON-INVESTMENT RELATED, 1075 WASHINGTON STREET, EUGENE, OR 97401, MARKETING OF DEFERRED SALES TRUST, REPRESENTATIVE, SINCE 8/8/2016, DEVOTED TIME IS 15 HRS A MONTH, CALL BUSINESS BROKERS AND COMMERCIAL REAL ESTATE BROKERS TO ANSWER QUESTIONS ABOUT THE DEFERRED SALES TRUST. MYDSTPLAN, NON-INVESTMENT RELATED, 1075 WASHINGTON ST., SUITE #200, EUGENE, OR 97401, CLIENTS WHO SELL HIGHLY APPRECIATED PROPERTY THAT WILL GENERATE A LARGE CAPITAL GAINS CAN DEFER THE TAX IMPACT BY USING DEFERRED SALES TRUST, OWNER, SINCE 1/15/2016, DEVOTED TIME IS 10 HRS A MONTH, MEETING WITH CLIENTS TO GO OVER THE SYSTEM, THE BENEFITS AND THE PROCESS. PRESENTING ILLUSTRATIONS AND THEN HELPING TO INVEST THE PROCESS OF THE MONEY FLOWING INTO THE TRUST. O'CONNELL INVESTMENTS & INSURANCE, INVESTMENT RELATED, 1075 WASHINGTON ST., SUITE #200, EUGENE, OR 97401, DBA FOR BRANDING PURPOSES ONLY, SINCE 6/1/2013. O'CONNELL PENSION CONSULTING INC., NON-INVESTMENT RELATED, 1075 WASHINGTON ST., #200, EUGENE, OR 97401, THIRD PARTY-ADMINISTRATION AND PENSION CONSULTING, PRESIDENT/CONSULTANT, SINCE 10/22/2002, DEVOTED TIME IS 150 HRS A MONTH. O'CONNELL PROPERTIES, NON-INVESTMENT RELATED, 1075 WASHINGTON ST., #200, EUGENE, OR 97401, OWN BUILDING, MANAGING PARTNER, SINCE 5/25/2007, DEVOTED TIME IS 1 HR A MONTH. O'CONNELL INSURANCE SERVICES, NON-INVESTMENT RELATED, 1075 WASHINGTON ST., #200, EUGENE, OR 97401, SELL GROUP HEALTH AND LIFE INSURANCE, OWNER, SINCE 10/1/2002, DEVOTED TIME 30 HRS A MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Gwendolyn Sue O'connell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2017 - Present
GO WEALTH MANAGEMENT
Office #1: 4710 Village Plaze Loop Suite 240, Eugene, OR 97401RIA
CRD#: 290254
Eugene, OR
Past
October 1, 2012 - October 31, 2017
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
EUGENE, OR
Past
October 1, 2012 - October 31, 2017
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
EUGENE, OR
Past
November 10, 2009 - October 9, 2012
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
EUGENE, OR
Past
November 10, 2009 - October 9, 2012
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
EUGENE, OR
Past
July 19, 2007 - November 2, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
EUGENE, OR
Past
June 7, 2006 - November 2, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
EUGENE, OR
Past
November 9, 2001 - June 7, 2006
ASSOCIATED SECURITIES CORP.
BD
CRD#: 12969
EUGENE, OR
Past
January 4, 2001 - November 27, 2001
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GO WEALTH MANAGEMENT
GO WEALTH MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | O'CONNELL INVESTMENTS AND INSURANCE SERVICES, LLC | O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC
CRD#: 290254 / SEC#: 801-123534
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Arkansas
Registered Investment Advisory firm - (3/28/2022 Terminated)California
Registered Investment Advisory firm - (4/27/2022 Terminated)Idaho
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Oregon
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Washington
Registered Investment Advisory firm - (4/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(3/12/2020)
IAR
California(3/27/2018)
IAR
North Carolina(3/29/2021)
IAR
Oregon(11/8/2017)
IAR
Texas(3/19/2020)
IAR
Washington(6/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GW
GO WEALTH MANAGEMENT
GO WEALTH MANAGEMENT | PACIFIC CREST WEALTH MANAGEMENT | O'CONNELL INVESTMENTS AND INSURANCE SERVICES, LLC | O'CONNELL INVESTMENT AND INSURANCE SERVICES, LLC
CRD#: 290254 / SEC#: 801-123534
RIA
Registered Investment Advisory firm - (3/25/2022 Approved)Arkansas
Registered Investment Advisory firm - (3/28/2022 Terminated)California
Registered Investment Advisory firm - (4/27/2022 Terminated)Idaho
Registered Investment Advisory firm - (3/28/2022 Terminated)North Carolina
Registered Investment Advisory firm - (4/1/2022 Terminated)Oregon
Registered Investment Advisory firm - (5/9/2022 Terminated)Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)Washington
Registered Investment Advisory firm - (4/29/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4710 Village Plaze Loop Suite 240, Eugene, OR 97401
Mailing Address
Phone number
(541) 338-7631
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 446 |
| AUM (Assets Under Management) | $ 165,634,211 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GO WEALTH MANAGEMENT
CRD#: 290254Eugene, OR 97401TRUST BUT VERIFY
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