Yvette M. Spillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yvette M Spillman, who also goes by Yvette M Papazian, Yvette M Pyke, Yvette Mignon Pyke, Yvette Pyke, Yvette Papazian, Yvette M Spillman, Yvette Spillman, was a registered financial professional .
Yvette is a previously registered financial professional and started their career in finance in 2001. Yvette had worked at 11 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2024 - August 20, 2025
GRADIENT ADVISORS, LLC
October 10, 2023 - March 14, 2024
SECURE INVESTMENT MANAGEMENT, LLC
November 23, 2022 - October 13, 2023
KINETIC INVESTMENT MANAGEMENT, INC.
January 28, 2022 - August 5, 2022
ONEAMERICA SECURITIES, INC.
January 5, 2021 - November 9, 2021
OPTIVISE ADVISORY SERVICES LLC
March 26, 2020 - December 31, 2020
OPTIVISE ADVISORY SERVICES LLC
May 15, 2019 - March 27, 2020
VIRTUE CAPITAL MANAGEMENT, LLC
January 31, 2018 - July 9, 2018
BALBOA WEALTH PARTNERS, INC.
May 22, 2015 - June 22, 2016
REDHAWK WEALTH ADVISORS, INC.
January 29, 2003 - July 19, 2004
METROPOLITAN LIFE INSURANCE COMPANY
January 29, 2003 - July 19, 2004
MSI FINANCIAL SERVICES, INC.
April 16, 2002 - November 18, 2002
FBL MARKETING SERVICES, LLC
January 17, 2001 - April 11, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 17, 2001 - April 11, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT ADVISORS, LLC
CRD#: 152665 / SEC#: 801-71000
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,222 |
| AUM (Assets Under Management) | $ 218,611,410 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
