Kimberly A. De Jesus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Annette De Jesus, who also goes by Kim A Cyran, Kim Annette Cyran, Kim Cyran, Kimberly A Cyran, Kimberly Annette Cyran, Kimberly Cyran, Kim Annette Jetton, Kim Jetton, Kimberly A Jetton, Kimberly Annette Jetton, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2001. Kimberly had worked at 9 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2012 - May 1, 2017
ADVANCE CAPITAL SERVICES, INC.
March 12, 2010 - April 29, 2011
OSAIC WEALTH, INC.
July 28, 2008 - March 29, 2010
DAWSON WEALTH MANAGEMENT
November 15, 2007 - March 15, 2010
CETERA ADVISORS LLC
December 19, 2006 - January 17, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 19, 2006 - January 17, 2007
MSI FINANCIAL SERVICES, INC.
January 24, 2005 - August 22, 2006
WATERSTONE FINANCIAL GROUP, INC.
October 7, 2003 - December 6, 2004
MUTUAL SERVICE CORPORATION
September 11, 2001 - November 2, 2001
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCE CAPITAL SERVICES, INC.
CRD#: 19347 / SEC#: , 8-37456
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVANCE CAPITAL GROUP, INC. | HOLDING COMPANY | |
| CAPPELLI, ROBERT JOSEPH | DIRECTOR | 1633880 |
| HARKLEROAD, KATHY JO | VICE PRESIDENT, CCO, SECTY. | 2128508 |
| KATYNSKI, JULIE ANN | VICE PRESIDENT-FINANCE, ASST. SECTY. | 2610072 |
| RATHKA, RAYMOND AUGUST | DIRECTOR | 1633889 |
| SHOEMAKER, JOHN CALVIN | DIRECTOR | 1633885 |
| THEISEN, JOSEPH ROBERT | PRESIDENT | 4275238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
