Joseph Robert Theisen
Professional Summary
Joseph Robert Theisen is a registered financial advisor currently at ADVANCE CAPITAL MANAGEMENT INC located in Southfield, Michigan. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Joe is the CEO of Advance Capital Management, he has overall operational responsibility for the firm in addition to managing the financial professionals. A licensed CPA and former public accountant, he joined Advance Capital in 2000. Joe is active with the Michigan Society of Certified Public Accountants and the American Institute of Certified Public Accountants. He has served in his current role since 2012.<#CR#><#CR#>Prior to joining the firm, he was the CFO of Detroit Edge...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
facebook.com/xxxxxx
xxxxx@xxxx.xxx
X (Twitter)
x.com/xxxxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
ADVANCE CAPITAL MANAGEMENT INC
Contact Information
Main Address
One Towne Square Suite 444, Southfield, MI 48076Phone Number
(248) 350-8543# of Employees
62SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
14,835AUM (Assets Under Management)
$4,980,840,651Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ADVANCE CAPITAL MANAGEMENT INC
State Registrations and Notice Filings
(6/7/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2002About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2002About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Robert Theisen's CRS (Customer Relationship Summary).
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