Melissa M. Alvarado
Professional summary
Melissa Marie Alvarado, who also goes by Melissa Alvarado, Melissa Marie Fleming, is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Phoenix, Arizona.
Melissa is registered as a RR (Registered Representative) and started their career in finance in 2002. Melissa has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Melissa Marie Alvarado's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2014 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 3200 N. Central Avenue 7th Floor, Phoenix, AZ 85012-2426September 6, 2013 - August 15, 2014
CAPITAL BROKERAGE CORPORATION
November 21, 2012 - July 3, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 26, 2012 - June 22, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 27, 2008 - March 24, 2010
NEW ENGLAND SECURITIES
February 1, 2007 - July 1, 2008
MML INVESTORS SERVICES, LLC
April 16, 2002 - July 2, 2002
BANC ONE SECURITIES CORPORATION
April 16, 2002 - February 13, 2007
WAMU INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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