Val C. Benson
Professional summary
Val Charles Benson, who also goes by Val C Benso, is a registered financial professional currently at IMPERIAL CAPITAL, LLC located in Los Angeles, California.
Val is registered as a RR (Registered Representative) and started their career in finance in 2001. Val has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Val Charles Benson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2001 - Present
IMPERIAL CAPITAL, LLC
Office #1: 10100 Santa Monica Blvd. Suite 2400, Los Angeles, CA 90067State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2001)
(12/4/2013)
(1/10/2001)
(1/3/2001)
(1/10/2001)
(1/10/2001)
(1/1/2001)
(11/17/2022)
(6/29/2012)
(1/1/2001)
(1/10/2001)
(1/2/2001)
(9/14/2021)
(1/10/2001)
(1/10/2001)
(2/9/2011)
Exams
FINRA
Nasdaq Stock Market
Current Firm
IMPERIAL CAPITAL, LLC
CRD#: 43744 / SEC#: , 8-50397
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
