MA
Michael D. Ausherman
BROOKSTONE CAPITAL MANAGEMENT LLC
Germantown, MD 20874
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CRD#: 4324390
MA
Professional summary
Michael David Ausherman Jr, ChFC®, CLU®, who also goes by Michael David Ausherman Jr, Michael David Ausherman, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Germantown, Maryland and MILESTONE ASSET MANAGEMENT, LLC located in Germantown, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael David Ausherman Jr | Michael David Ausherman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AUSHERMAN FINANCIAL GROUP IS A NON-INVESTMENT RELATED BUSINESS AND ITS NATURE IS INSURANCE SALES. I STARTEDTHE RELATIONSHIP IN 08/2005 AND I AM THE OWNER. I AM SELLING LIFE AND LONG-TERM CARE INSURANCE, AND I DEVOTE80 HOURS PER MONTH TO THIS BUSINESS AND 5 HOURS DURING SECURITIES TRADING HOURS. Since 2008, Mr. Ausherman has been an IAR of Brookstone Capital Management, a registered investment adviser he spends approximately 25% of his time servicing clients of Brookstone. LEGACY CAPITAL PLANNERS, LLC - INVESTMENT RELATED- FINANCIAL SERVICES - PARTNER-1/1/2009- 80 HOURS PER MONTH DURING TRADING HOURS - FINANCIAL PLANNING AND INCOME TAX PREPARATION. I PREPARETAX RETURNS FOR A FEE. THE NAME OF THE CO. IS LEGACY CAPITAL PLANNERS, LLC. I SPEND APPROX. 180 FORM THE MONTHOF FEB. THROUGH APRIL ON THIS ACTIVITY. PROVIDING TRUST PROCESSING SERVICES FOR A TRUST ATTORNEY AND COLLEGEPLANNING CONSULTATION CHARGE A FEE FOR LONG TERM CARE AND ELDER CARE MATT Dually registered as a investment advisor representative with Milestone Asset Management LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Ausherman Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 14, 2008 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 20251 Century Blvd., Ste. 425, Germantown, MD 20874RIA
CRD#: 141413
Germantown, MD
Current
April 14, 2021 - Present
MILESTONE ASSET MANAGEMENT, LLC
Office #1: 20251 Century Blvd. Suite 425, Germantown, MD 20874RIA
CRD#: 310441
Germantown, MD
Past
March 17, 2021 - April 14, 2021
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
Germantown, MD
Past
October 20, 2020 - February 11, 2021
MILESTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 310441
Germantown, MD
Past
March 19, 2012 - January 8, 2013
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
ROCKVILLE, MD
Past
October 1, 2003 - July 27, 2005
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
October 1, 2002 - August 25, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
May 18, 2001 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
February 6, 2001 - March 15, 2001
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(3/14/2008)
IAR
Pennsylvania(4/14/2021)
IAR
Texas(9/15/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Germantown, MD 20874TRUST BUT VERIFY
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