Steven W. Tambone

S & A FINANCIAL STRATEGIES & SERVICES

Cherry Hill, NJ 08034

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CRD#: 4323965

Professional summary

Steven William Tambone, CFP®, ChFC®, CLU® is a registered financial advisor currently at S & A FINANCIAL STRATEGIES & SERVICES, LLC located in Cherry Hill, New Jersey.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Steven has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven William Tambone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 17, 2006 - Present

S & A FINANCIAL STRATEGIES & SERVICES, LLC

Office #1: 1101 North Kings Highway - Suite 204, Cherry Hill, NJ 08034

RIA

CRD#: 140188

Cherry Hill, NJ

Past

June 27, 2002 - March 6, 2006

WADDELL & REED

RIA

CRD#: 866

LANGHORNE, PA

Past

January 31, 2001 - March 6, 2006

WADDELL & REED

CRD#: 866

LANGHORNE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/3/2006)

IAR

Pennsylvania
(4/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2001

General Securities Representative Examination

Current Firm

S & A FINANCIAL STRATEGIES & SERVICES, LLC

CRD#: 140188 / SEC#:

Connecticut

Registered Investment Advisory firm - (11/12/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (5/3/2006 Approved)

New York

Registered Investment Advisory firm - (10/8/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/17/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1101 North Kings Highway - Suite 204, Cherry Hill, NJ 08034

Mailing Address

Phone number

(856) 482-1250

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	39
AUM (Assets Under Management)	$ 16,221,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven W. Tambone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven William Tambone's CRS (Customer Relationship Summary).

Certified licenses

Experience

S & A FINANCIAL STRATEGIES & SERVICES, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2001

Series 7

Date: 1/30/2001

Current Firm

S & A FINANCIAL STRATEGIES & SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S & A FINANCIAL STRATEGIES & SERVICES, LLC

TRUST BUT VERIFY

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