David J. Bishop

HOVDE GROUP

Inverness, IL 60067

Some features on this profile are disabled

CRD#: 4323676

Professional summary

David Jason Bishop is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jason Bishop's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

HOVDE GROUP, LLC

Office #1: 1629 Colonial Parkway, Inverness, IL 60067

CRD#: 25425

Inverness, IL

Past

November 25, 2020 - April 4, 2022

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270

NEW YORK, NY

Past

May 28, 2019 - September 18, 2020

D.A. DAVIDSON & CO.

RIA

CRD#: 199

HUNT VALLEY, MD

Past

May 28, 2019 - September 18, 2020

D.A. DAVIDSON & CO.

CRD#: 199

HUNT VALLEY, MD

Past

October 5, 2015 - March 25, 2019

FIG PARTNERS, LLC

CRD#: 41554

ATLANTA, GA

Past

January 14, 2014 - September 17, 2015

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

April 8, 2013 - November 12, 2013

MLV & CO. LLC

CRD#: 150959

NEW YORK, NY

Past

December 1, 2005 - February 25, 2013

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

BALTIMORE, MD

Past

September 4, 2001 - December 1, 2005

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(4/14/2022)

Tennessee
(4/14/2022)

Exams

State Security Law Exam

Series 63

Date: 8/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/11/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/26/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/31/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOVDE, STEVEN DONALD	CHAIRMAN, CHIEF EXECUTIVE OFFICER	1907781
BARBARINE, NICKOLAS JOHN	SENIOR MANAGING PARTNER	2274812
HOVDE, KIRK STEVEN	MANAGING PARTNER/HEAD OF INVESTMENT BANKING	5552791
DAVIS, PATRICIA LYNN	CHIEF COMPLIANCE OFFICER	5613123
DIJOHN, ANTHONY JOHN	CFO/FINOP	6370306
HEDREI, MICHAEL STEPHEN	MANAGING PARTNER/HEAD OF CAPITAL MARKETS	4243972

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Jason Erickson

VAN AKE CAPITAL LLC

IAR

WINNETKA, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David J. Bishop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Jason Bishop's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEAPORT GLOBAL SECURITIES LLC

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

FIG PARTNERS, LLC

DREXEL HAMILTON, LLC

MLV & CO. LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/2013

SIE

Date: 10/1/2018

Series 86

Date: 3/11/2005

Series 87

Date: 2/26/2005

Series 7

Date: 8/31/2001

FINRA

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HOVDE GROUP, LLC

TRUST BUT VERIFY

Similar Advisors