TM
Timothy D. Mills
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Edmond, OK 73034
Some features on this profile are disabled
CRD#: 4323641
TM
Professional summary
Timothy Don Mills, who also goes by Tim Mills, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Edmond, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fairfield, Iowa.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.BIG RACK INVESTMENTS LLC, 325 DRIPPING SPRINGS DR, EDMOND, OK, 8/2016 AS RENTAL PROPERTY OWNER. NIR - 2/MO - 0/TRADING. 2. Tim Mills, Edmond, OK, 73034, 08/01/2018, Insurance Agent, Insurance/Benefits/Human Resources, IR, 2 HR/MO, 2 HR/MO TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4. FOUR LEAF WINE AND SPIRITS, 6833 N BROADWAY, EDMOND OK, LIQUOR STORE, OWNER, 10/14/20, NIR, 5/WK- 0/TRADING 5. DBA: FOUR LEAF WEALTH MANAGEMENT, 6821 N Broadway, Edmond OK 73034, United States, 02/27/2023, IAR, DBA, INV REL, 160 HR/MO - 130 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Don Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 6821 N. Broadway, Edmond, OK 73034RIA
CRD#: 134139
Edmond, OK
Current
October 4, 2019 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1776 Pleasant Plain Rd., Fairfield, IA 52556-8757Office #2: 6821 N. Broadway, Edmond, OK 73034BD
CRD#: 39543
Fairfield, IA
Past
August 14, 2018 - October 10, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
EDMOND, OK
Past
August 14, 2018 - October 10, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
EDMOND, OK
Past
June 10, 2016 - May 21, 2018
ARVEST WEALTH MANAGEMENT
RIA
CRD#: 42057
OKLAHOMA CITY, OK
Past
June 10, 2016 - May 21, 2018
ARVEST WEALTH MANAGEMENT
BD
CRD#: 42057
OKLAHOMA CITY, OK
Past
October 1, 2012 - June 27, 2016
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
OKLAHOMA CITY, OK
Past
October 1, 2012 - June 27, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
OKLAHOMA CITY, OK
Past
July 27, 2006 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
OKLAHOMA CITY, OK
Past
July 25, 2006 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
OKLAHOMA CITY, OK
Past
January 3, 2006 - August 23, 2006
FIRST INDEPENDENT ADVISORY SERVICES, INC.
RIA
CRD#: 132678
EDMOND, OK
Past
December 20, 2005 - August 23, 2006
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
BD
CRD#: 128904
TULSA, OK
Past
October 22, 2003 - December 31, 2003
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
OKLAHOMA CITY, OK
Past
September 22, 2003 - December 31, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 22, 2003 - December 31, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 12, 2002 - August 1, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
OKLAHOMA CITY, OK
Past
April 17, 2002 - August 1, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 16, 2001 - April 12, 2002
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
WESTLAKE VILLAGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/4/2019)
RR
Kansas(10/4/2019)
RR
Missouri(10/4/2019)
RR
Oklahoma(10/4/2019)
IAR
Oklahoma(10/4/2019)
RR
Texas(10/4/2019)
IAR
Texas(10/4/2019)
RR
Virginia(10/4/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
