Frank Robert Spitznagel Iii
Professional Summary
Frank Robert Spitznagel III, who also goes by Frank Robert Spitznagel, Rob Spitznagel, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1974 - 2024. Frank had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 7, Series 1 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Frank Robert Spitznagel, Rob Spitznagel
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP | THE COLERIDGE GROUP LLC | GIBBONS GARY EUGENE | GARY EUGENE GIBBONSV DBA THE COLEBRIDGE GROUP
Contact Information
Main Address
11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028Phone Number
(623) 252-6661# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
106AUM (Assets Under Management)
$56,007,155Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed Oct 1985Series 5 — Interest Rate Options Examination
Passed Mar 1982Series 1 — Registered Representative Examination
Passed Aug 1974Series 12 — NYSE Branch Manager Examination
Passed Oct 1981Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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