Andurea D. Alexander

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CRD#: 4322618

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andurea Dawn Alexander, who also goes by Andurea D Shotwell, Andurea Dawn Shotwell, was a registered financial professional .

Andurea is a previously registered financial professional and started their career in finance in 2004. Andurea had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andurea D Shotwell | Andurea Dawn Shotwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business : Steward Partners Global Advisory Address:1920 McKinney Ave Suite 1150, Dallas, TX Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Associate/Employee Investment Related: No Start Date: 10/04/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administration 2) STEWARD PARTNERS INVESTMENT ADVISORY, LLC:INVESTMENT RELATED:10/2019-PRESENT:DALLAS, TX:REGISTERED SUPPORT STAFF:RIA:0 HRS/MO:0 HRS DURING TRADING:ADMINISTRATIVE SUPPORT. 3.Name of Business : Park Cities Group Address: Dallas, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/04/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: administrative 4) Name of Business: Players Bingo Address: 928 S Buckner Blvd, Dallas, TX, 75125, United States Activity Type: Part-Time Activity/Employment Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Floor sales

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 27, 2022 - March 7, 2024

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

DALLAS, TX

Past

October 7, 2019 - March 7, 2024

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RIA

CRD#: 283004

Dallas, TX

Past

October 7, 2019 - May 27, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

DALLAS, TX

Past

December 27, 2016 - January 12, 2018

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Dallas, TX

Past

December 1, 2016 - January 12, 2018

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Dallas, TX

Past

October 15, 2015 - September 12, 2016

MIAI, INC.

RIA

CRD#: 111695

DALLAS, TX

Past

October 8, 2015 - September 12, 2016

MAPLEWOOD INVESTMENTS, INC.

CRD#: 103723

DALLAS, TX

Past

August 17, 2010 - March 6, 2015

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

DALLAS, TX

Past

June 27, 2008 - April 21, 2009

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BROOKFIELD, WI

Past

July 29, 2005 - April 21, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

December 7, 2004 - June 24, 2005

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/6/2004

General Securities Representative Examination

Current Firm

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254 / SEC#: 801-67179, 8-2915

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224

Mailing Address

15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224

Phone number

(971) 353-7800

Established

Delaware since 04/22/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

524

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

STEWARD PARTNERS INVESTMENT SOLUTIONS PART 2A (5/22/2024)

FORM ADV PART 2A APPENDIX 1B - FCC (3/28/2024)

FORM ADV PART 2A APPENDIX 1A - PERSHING & FOLIO (3/28/2024)

Direct owners and executive officers

Name	Position	CRD#
STEWARD PARTNERS HOLDINGS, LLC	OWNER
ACHKIRE, DEBRA VOLLAND	COUNSEL	4898647
FABER, JOSEPH S	CHIEF FINANCIAL OFFICER	4834049
GULDNER, ROBERT JOHN	CHIEF COMPLIANCE OFFICER	2283980
MARTINEZ, ROBERTO ANTONIO	AML OFFICER	2991605
WINTERBOURNE, JEANI THERESA	PRESIDENT	1075564

Regulatory assets under management

Total Number of Accounts	2,712
AUM (Assets Under Management)	$ 990,880,713

Disclosures

Regulatory Event	13
Arbitration	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andurea D. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MIAI, INC.

MAPLEWOOD INVESTMENTS, INC.

FIRST SOUTHWEST COMPANY, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MOMENTUM INDEPENDENT NETWORK INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2008

Series 63

Date: 2/10/2005

SIE

Date: 1/12/2018

Series 7

Date: 12/6/2004

Current Firm

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

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