Charles F. Mcclure

DAWSON JAMES SECURITIES

Boca Raton, FL 33432

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CRD#: 4322291

Professional summary

Charles F Mcclure JR is a registered financial professional currently at DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2001. Charles has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles F Mcclure JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2024 - Present

DAWSON JAMES SECURITIES, INC.

Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432

CRD#: 130645

Boca Raton, FL

Past

January 25, 2021 - September 24, 2024

REVERE SECURITIES LLC

CRD#: 14178

BOCA RATON, FL

Past

April 15, 2013 - January 11, 2021

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

June 25, 2008 - April 12, 2013

SHEARSON FINANCIAL SERVICES, LLC

CRD#: 38619

BOCA RATON, FL

Past

June 13, 2008 - June 24, 2008

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

CRD#: 118812

FORT LAUDERDALE, FL

Past

September 14, 2007 - August 1, 2008

LEGEND MERCHANT GROUP, INC.

CRD#: 5155

NEW YORK, NY

Past

August 18, 2004 - September 17, 2007

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

June 23, 2003 - August 16, 2004

CAPITAL GROWTH FINANCIAL, LLC

CRD#: 41040

BOCA RATON, FL

Past

February 16, 2001 - June 9, 2003

COASTAL DISCOUNT STOCKBROKERS, INC.

CRD#: 18237

WILMINGTON, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/27/2024)

Florida
(9/27/2024)

Georgia
(9/27/2024)

Illinois
(9/27/2024)

New York
(9/27/2024)

North Carolina
(9/27/2024)

South Carolina
(9/27/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/15/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

CRD#: 130645 / SEC#: , 8-66367

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Mailing Address

101 North Federal Highway Suite 600, Boca Raton, FL 33432

Phone number

(561) 391-5555

Established

Florida since 07/30/2002

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ARK FINANCIAL SERVICES, INC.	OWNER
DORFMAN, JENNIFER	CHIEF COMPLIANCE OFFICER/AML COMPLIANCE OFFICER	3009328
KEYSER, ROBERT DAWSON JR.	CEO	1291503
STICE, HAROLD EUGENE	CHIEF FINANCIAL OFFICER/FINOP	1349210

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles F. Mcclure

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles F Mcclure JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

REVERE SECURITIES LLC

NEWBRIDGE SECURITIES CORPORATION

SHEARSON FINANCIAL SERVICES, LLC

FIRST AMERICAN CAPITAL AND TRADING CORPORATION

LEGEND MERCHANT GROUP, INC.

NEWBRIDGE SECURITIES CORPORATION

CAPITAL GROWTH FINANCIAL, LLC

COASTAL DISCOUNT STOCKBROKERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/15/2001

FINRA

Nasdaq Stock Market

Current Firm

DAWSON JAMES SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DAWSON JAMES SECURITIES, INC.

TRUST BUT VERIFY

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