Fred D. Littlejohn

LITTLEJOHN FINANCIAL SERVICES

ROSEBURG, OR 97471

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CRD#: 4322183

Professional summary

Fred David Littlejohn II, CFP®, who also goes by Dave Littlejohn, Fred David Littlejohn, Fred David Littlejohn II, is a registered financial advisor currently at LITTLEJOHN FINANCIAL SERVICES INC located in Roseburg, Oregon.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Fred has worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Littlejohn | Fred David Littlejohn | Fred David Littlejohn Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 12/08 - PRESENT / PART OWNER WITH BROTHERS OF RENTAL PROPERTY IN EUGENE, OR / 1% TIME SPENT. 2) LICENSED INSURANCE AGENT IN OREGON / 5% OF THE TIME. FIXED BUSINESS ONLY. 3) LITTLEJOHN FINANCIAL SERVICES, INC; INVESTMENT RELATED; 2435 NW KLINE STREET STE 200 ROSEBURG, OR 97471; RIA; IAR/OWNER; START DATE: 8/2012; APPROX 100 HRS/MO 4) LITTLEJOHN PROPERTIES, LLC; MEMBER/MANAGER, OWNS 100% OF THE COMPANY WITH HIS SPOUSE; MANAGES RENTAL PROPERTIES; APPROX 15 HOURS PER MONTH. 5) AMERICAN RAILROAD SUPPLY, LLC; MEMBER/MANAGER, 10% OWNER OF THE COMPANY; MANUFACTURES INDUSTRY-LEADING EDGE PROTECTORS FOR LUMBER TRANSPORT ON CENTER-BEAM RAIL CARS. APPROX 2 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred David Littlejohn II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 16, 2010 - Present

LITTLEJOHN FINANCIAL SERVICES INC

Office #1: 2000 West Harvard Avenue Suite 100, Roseburg, OR 97471

CRD#: 119231

ABBOTSFORD,

Past

July 23, 2002 - June 1, 2004

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ROSEBURG, OR

Past

June 25, 2002 - June 1, 2004

GRAYDON-ELLIOT CAPITAL, LLC

RIA

CRD#: 119231

ROSEBURG, OR

Past

June 11, 2002 - June 1, 2004

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

January 22, 2002 - June 7, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 1, 2001 - October 5, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LITTLEJOHN FINANCIAL SERVICES INC

LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC

CRD#: 155113 / SEC#: 801-120952

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2021 Terminated)

California

Registered Investment Advisory firm - (6/18/2021 Terminated)

Idaho

Registered Investment Advisory firm - (5/19/2021 Terminated)

Montana

Registered Investment Advisory firm - (5/19/2021 Terminated)

Oregon

Registered Investment Advisory firm - (5/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/16/2010)

IAR

Texas
(3/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/31/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/13/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/9/2002

General Securities Principal Examination

Current Firm

LITTLEJOHN FINANCIAL SERVICES INC

LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC

CRD#: 155113 / SEC#: 801-120952

RIA

Registered Investment Advisory firm - (4/26/2021 Approved)

Arizona

Registered Investment Advisory firm - (5/19/2021 Terminated)

California

Registered Investment Advisory firm - (6/18/2021 Terminated)

Idaho

Registered Investment Advisory firm - (5/19/2021 Terminated)

Montana

Registered Investment Advisory firm - (5/19/2021 Terminated)

Oregon

Registered Investment Advisory firm - (5/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/22/2021 Terminated)

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Contact information

Main Address

2000 West Harvard Avenue Suite 100, Roseburg, OR 97471

Mailing Address

Phone number

(541) 375-0898

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LFS FORM ADV2A-2B (10/28/2025)

Regulatory assets under management

Total Number of Accounts	1,246
AUM (Assets Under Management)	$ 157,109,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fred D. Littlejohn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred David Littlejohn II's CRS (Customer Relationship Summary).

Certified licenses

Experience

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GRAYDON-ELLIOT CAPITAL, LLC

CETERA WEALTH SERVICES, LLC

GRAYDON-ELLIOT CAPITAL, LLC

CETERA WEALTH SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

LITTLEJOHN FINANCIAL SERVICES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2002

Series 63

Date: 12/18/2000

Series 7

Date: 1/31/2001

Series 53

Date: 8/13/2002

Series 24

Date: 4/9/2002

Current Firm

LITTLEJOHN FINANCIAL SERVICES INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LITTLEJOHN FINANCIAL SERVICES INC

TRUST BUT VERIFY

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