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Fred D. Littlejohn

LITTLEJOHN FINANCIAL SERVICES
ROSEBURG, OR 97471
Some features on this profile are disabled
CRD#: 4322183
FL

Professional summary

Fred David Littlejohn II, CFP®, who also goes by Dave Littlejohn, Fred David Littlejohn, Fred David Littlejohn II, is a registered financial advisor currently at LITTLEJOHN FINANCIAL SERVICES INC located in Roseburg, Oregon.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Fred has worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dave Littlejohn | Fred David Littlejohn | Fred David Littlejohn Ii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred David Littlejohn II's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

Experience

Current

November 16, 2010 - Present

LITTLEJOHN FINANCIAL SERVICES INC

Office #1: 2000 West Harvard Avenue Suite 100, Roseburg, OR 97471
RIA
CRD#: 155113
ROSEBURG, OR
Past

September 12, 2012 - November 30, 2012

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
ROSEBURG, OR
Past

February 9, 2009 - September 13, 2010

LPL FINANCIAL LLC

RIA
CRD#: 6413
ROSEBURG, OR
Past

February 9, 2009 - September 13, 2010

LPL FINANCIAL LLC

BD
CRD#: 6413
ROSEBURG, OR
Past

September 30, 2008 - January 20, 2009

WELLS FARGO INVESTMENTS, LLC

RIA
CRD#: 10582
ROSEBURG, OR
Past

September 30, 2008 - January 20, 2009

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
ROSEBURG, OR
Past

October 28, 2005 - October 3, 2008

LPL FINANCIAL LLC

RIA
CRD#: 6413
FLORENCE, OR
Past

October 28, 2005 - October 3, 2008

LPL FINANCIAL LLC

BD
CRD#: 6413
FLORENCE, OR
Past

June 15, 2004 - November 3, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

RIA
CRD#: 13787
FLORENCE, OR
Past

June 15, 2004 - November 3, 2005

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
CHARLOTTE, NC
Past

September 13, 2002 - June 1, 2004

GRAYDON-ELLIOT CAPITAL, LLC

BD
CRD#: 119231
ABBOTSFORD,
Past

July 23, 2002 - June 1, 2004

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
ROSEBURG, OR
Past

June 25, 2002 - June 1, 2004

GRAYDON-ELLIOT CAPITAL, LLC

RIA
CRD#: 119231
ROSEBURG, OR
Past

June 11, 2002 - June 1, 2004

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

January 22, 2002 - June 7, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

February 1, 2001 - October 5, 2001

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC

CRD#: 155113 / SEC#: 801-120952

RIA
Registered Investment Advisory firm - (4/26/2021 Approved)
Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)
California
Registered Investment Advisory firm - (6/18/2021 Terminated)
Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)
Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)
Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)
Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(11/16/2010)
IAR
Texas
(3/26/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/31/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 8/13/2002
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/9/2002
General Securities Principal Examination

Current Firm

LF
LITTLEJOHN FINANCIAL SERVICES INC
LITTLEJOHN FINANCIAL | VANTAGE POINT FINANCIAL | LITTLEJOHN FINANCIAL SERVICES, LLC | LITTLEJOHN FINANCIAL SERVICES, INC | LITTLEJOHN FINANCIAL SERVICES INC

CRD#: 155113 / SEC#: 801-120952

RIA
Registered Investment Advisory firm - (4/26/2021 Approved)
Arizona
Registered Investment Advisory firm - (5/19/2021 Terminated)
California
Registered Investment Advisory firm - (6/18/2021 Terminated)
Idaho
Registered Investment Advisory firm - (5/19/2021 Terminated)
Montana
Registered Investment Advisory firm - (5/19/2021 Terminated)
Oregon
Registered Investment Advisory firm - (5/19/2021 Terminated)
Texas
Registered Investment Advisory firm - (5/19/2021 Terminated)
Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)
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Contact information

Main Address
2000 West Harvard Avenue Suite 100, Roseburg, OR 97471
Mailing Address
Phone number
(541) 375-0898
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LFS FORM ADV2A-2B (2/19/2026)

Regulatory assets under management

Total Number of Accounts1,236
AUM (Assets Under Management)$ 171,257,236

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LITTLEJOHN FINANCIAL SERVICES INC

CRD#: 155113Roseburg, OR 97471

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