KR
Keista L. Ransom
VOYA FINANCIAL ADVISORS
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 4321531
KR
Professional summary
Keista Lea Ransom, who also goes by Keista Lea Miller, Keista L Ransom, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Tampa, Florida.
Keista is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Keista has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keista Lea Miller | Keista L Ransom
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY / VOYA BENEFITS COMPANY POSITION: N/A NATURE: Sale and Service of Voya HRA product INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: One Orange Way, Windsor CT 06095-4774, United States DESCRIPTION: Sale and Service of Voya HRA product. A Health Reimbursement Arrangement ("HRA") is an employer funded "accident or health plan" ("Plan"), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering
CRS (Client Relationship Summary) - RIA
Click below to view Keista Lea Ransom's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Keista Lea Ransom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5310 Cypress Center Dr Suite 125, Tampa, FL 33609RIA
BD
CRD#: 2882
TAMPA, FL
Current
March 27, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5310 Cypress Center Dr Suite 125, Tampa, FL 33609RIA
BD
CRD#: 2882
TAMPA, FL
Past
April 7, 2014 - July 21, 2014
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
TAMPA, FL
Past
March 24, 2014 - July 21, 2014
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
TAMPA, FL
Past
January 24, 2011 - March 26, 2014
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TAMPA, FL
Past
December 20, 2010 - March 26, 2014
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TAMPA, FL
Past
August 3, 2006 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
TAMPA, FL
Past
June 23, 2005 - December 31, 2010
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
TAMPA, FL
Past
May 8, 2003 - April 27, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/29/2015)
RR
Alaska(1/8/2020)
RR
Arizona(2/26/2021)
RR
Arkansas(3/3/2021)
RR
California(5/11/2015)
RR
Colorado(5/8/2015)
RR
Connecticut(5/8/2015)
RR
Delaware(1/13/2025)
RR
District of Columbia(4/30/2020)
RR
Florida(3/30/2015)
IAR
Florida(5/4/2015)
RR
Georgia(5/15/2015)
RR
Hawaii(5/8/2015)
RR
Idaho(9/5/2023)
RR
Illinois(5/8/2015)
RR
Indiana(5/15/2015)
RR
Iowa(1/5/2024)
RR
Kansas(5/21/2015)
RR
Kentucky(2/5/2021)
RR
Louisiana(5/11/2015)
RR
Maine(8/14/2019)
RR
Maryland(5/11/2015)
RR
Massachusetts(5/12/2015)
RR
Michigan(5/11/2015)
RR
Mississippi(1/8/2020)
RR
Montana(1/4/2019)
RR
Nebraska(6/1/2023)
RR
Nevada(12/12/2018)
RR
New Hampshire(1/9/2019)
RR
New Jersey(5/12/2015)
RR
New York(12/15/2015)
IAR
New York(10/11/2022)
RR
North Carolina(5/12/2015)
RR
North Dakota(10/7/2024)
RR
Ohio(5/8/2015)
RR
Oklahoma(9/5/2023)
RR
Oregon(9/17/2024)
RR
Pennsylvania(5/11/2015)
RR
Puerto Rico(1/9/2019)
RR
Rhode Island(1/16/2019)
RR
South Carolina(5/8/2015)
RR
Tennessee(5/15/2015)
RR
Texas(5/11/2015)
IAR
Texas(5/1/2020)
RR
Utah(1/8/2019)
RR
Virginia(5/11/2015)
RR
Washington(1/4/2019)
RR
West Virginia(5/20/2015)
RR
Wyoming(6/27/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 11
Date: 5/6/2003
Assistant Representative-Order Processing Qualification ExamPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Tampa, FL 33609TRUST BUT VERIFY
Monitor Keista Ransom
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
