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PD

Pankaj T. Dayal

PNR FINANCIAL SERVICES LLC
Palmdale, CA
Some features on this profile are disabled
CRD#: 4321393
PD

Professional summary

Pankaj Tulsidas Dayal, AIF® is a registered financial advisor currently at PNR FINANCIAL SERVICES LLC located in Palmdale, California.

Pankaj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Pankaj has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PNR FINANCIAL SERVICES LLC DBA PNR Insurance Agency HAS SOME DIRECT (AND SOME THROUGH MANAGING GENERAL AGENTS) CONTRACTS WITH LIFE, DISABILITY AND PROPERTY CASUALTY INSURANCE CARRIERS TO PROVIDE INSURANCE RELATED PRODUCTS AND SERVICES TO IT'S Insurance CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pankaj Tulsidas Dayal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

December 20, 2013 - Present

PNR FINANCIAL SERVICES LLC

RIA
CRD#: 169869
Palmdale, CA
Past

April 27, 2012 - December 16, 2013

WORLD INVESTMENTS, LLC

RIA
CRD#: 20626
WALL, NJ
Past

January 3, 2012 - December 16, 2013

WORLD INVESTMENTS, LLC

BD
CRD#: 20626
WALL, NJ
Past

March 11, 2005 - November 10, 2011

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
PARLIN, NJ
Past

May 15, 2002 - November 2, 2004

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
TOMS RIVER, NJ
Past

February 7, 2001 - November 2, 2004

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/16/2017)
IAR
New Jersey
(12/20/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 3/7/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2001
General Securities Representative Examination

Current Firm

PF
PNR FINANCIAL SERVICES LLC
DAYAL, PANKAJ T | PNR FINANCIAL SERVICES LLC

CRD#: 169869 / SEC#:

California
Registered Investment Advisory firm - (8/16/2017 Approved)
New Jersey
Registered Investment Advisory firm - (12/20/2013 Approved)
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Contact information

Main Address
Palmdale, CA
Mailing Address
Phone number
(661) 524-9052
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNR FINANCIAL SERVICES LLC

CRD#: 169869Palmdale, CA

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