Patrick F. O'toole
Professional summary
Patrick Francis O'toole, who also goes by Patrick F O'toole, Patrick F Otoole, is a registered financial professional currently at CREDIT AGRICOLE SECURITIES (USA) INC. located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 7 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Francis O'toole's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2013 - Present
CREDIT AGRICOLE SECURITIES (USA) INC.
Office #1: 1301 Avenue Of The Americas 9th Floor, New York, NY 10019June 1, 2009 - August 21, 2013
MORGAN STANLEY
December 5, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
January 1, 2002 - December 9, 2008
ADVISORS ASSET MANAGEMENT, INC.
November 6, 2001 - January 1, 2002
FIXED INCOME SECURITIES, INC.
September 5, 2001 - October 5, 2001
CAPSTONE INVESTMENTS
February 21, 2001 - August 29, 2001
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2013)
(8/9/2013)
(8/9/2013)
(8/9/2013)
(8/9/2013)
(12/1/2022)
(8/9/2013)
(8/9/2013)
(8/9/2013)
(12/1/2022)
(8/9/2013)
(8/9/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/28/2006
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
CREDIT AGRICOLE SECURITIES (USA) INC.
CRD#: 190 / SEC#: , 8-13753
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CREDIT AGRICOLE GLOBAL PARTNERS INC. ("CAGPI") | SHAREHOLDER | |
| ARNAL, CELINE | DIRECTOR | 7247072 |
| GEROLD, MARIA TERESA | CFO | 5967881 |
| HETIER, FRANCOIS-EDOUARD MARIE MARC | DIRECTOR | 7817148 |
| KURZ, WILLIAM FRANK | MEMBER OF THE BOARD OF DIRECTORS AND COO | 7602164 |
| PUBLIE, STEPHANE | INTERIM CEO AND MEMBER OF THE BOARD OF DIRECTORS | 5978052 |
| YOUN, EDWARD KYUNG-HO | CHIEF COMPLIANCE OFFICER | 6723958 |
| ZAFAR, KASHIF | MANAGING DIRECTOR | 2666642 |
Disclosures
| Regulatory Event | 18 |
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