Thomas J. Flinn
Professional summary
Thomas Joseph Flinn JR, who also goes by Thomas Joseph Flinn, Tj Flinn, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Howell, New Jersey.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2001. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Flinn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2016 - Present
P.J. ROBB VARIABLE, LLC
October 30, 2009 - June 26, 2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
October 23, 2009 - June 26, 2014
AST INVESTMENT SERVICES, INC.
February 11, 2004 - January 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
February 11, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
February 11, 2004 - January 29, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
November 20, 2001 - January 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
February 12, 2001 - January 12, 2004
IDS LIFE INSURANCE COMPANY
February 12, 2001 - January 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2023)
(12/20/2022)
(12/5/2022)
(4/14/2016)
(8/9/2023)
(8/3/2023)
(7/14/2023)
(8/3/2023)
(8/8/2023)
(5/24/2023)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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