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Victoria Josephine Dorgan

Victoria J. Dorgan

BARRETT WEALTH CONNECTION LLC
Spring Grove, IL 60081
Some features on this profile are disabled
CRD#: 4320867
Victoria Josephine Dorgan

Professional summary

Victoria Josephine Dorgan, CFP®, CIMA®, who also goes by VIckie Dorgan, Victoria J. Dorgan, is a registered financial advisor currently at BARRETT WEALTH CONNECTION LLC located in Spring Grove, Illinois.

Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Victoria has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Vickie Dorgan | Victoria J. Dorgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victoria Josephine Dorgan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2013

CIMA®

Certified Investment Management Analyst

Experience

Current

June 23, 2017 - Present

BARRETT WEALTH CONNECTION LLC

Office #1: 2002 Holian Drive, Suite 104, Spring Grove, IL 60081
RIA
CRD#: 161020
Spring Grove, IL
Past

May 11, 2010 - January 26, 2018

KEATING FINANCIAL ADVISORY SERVICES

RIA
CRD#: 142772
CHICAGO, IL
Past

April 27, 2010 - June 26, 2017

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
CHICAGO, IL
Past

April 26, 2010 - June 26, 2017

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
CHICAGO, IL
Past

February 26, 2007 - January 6, 2009

COLE PARTNERS

BD
CRD#: 113464
CHICAGO, IL
Past

May 1, 2002 - November 25, 2003

HARRISDIRECT LLC

BD
CRD#: 42159
JERSEY CITY, NJ
Past

February 15, 2001 - May 1, 2002

HARRIS INVESTORLINE INC.

BD
CRD#: 6362
SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARRETT WEALTH CONNECTION LLC
BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC

CRD#: 161020 / SEC#: 801-130511

RIA
Registered Investment Advisory firm - (6/20/2024 Approved)
Colorado
Registered Investment Advisory firm - (6/22/2024 Terminated)
Illinois
Registered Investment Advisory firm - (6/21/2024 Terminated)
Wisconsin
Registered Investment Advisory firm - (6/21/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(6/23/2017)
IAR
Texas
(1/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 3/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/19/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 10/29/2007
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

BW
BARRETT WEALTH CONNECTION LLC
BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC

CRD#: 161020 / SEC#: 801-130511

RIA
Registered Investment Advisory firm - (6/20/2024 Approved)
Colorado
Registered Investment Advisory firm - (6/22/2024 Terminated)
Illinois
Registered Investment Advisory firm - (6/21/2024 Terminated)
Wisconsin
Registered Investment Advisory firm - (6/21/2024 Terminated)
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Contact information

Main Address
2002 Holian Drive, Suite 104, Spring Grove, IL 60081
Mailing Address
Phone number
(815) 529-7527
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BARRETT WEALTH CONNECTION LLC FIRM BROCHURE (2/6/2026)

Regulatory assets under management

Total Number of Accounts419
AUM (Assets Under Management)$ 147,971,168

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARRETT WEALTH CONNECTION LLC

CRD#: 161020Spring Grove, IL 60081

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