Victoria J. Dorgan
BARRETT WEALTH CONNECTION LLC
Spring Grove, IL 60081
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CRD#: 4320867
Professional summary
Victoria Josephine Dorgan, CFP®, CIMA®, who also goes by VIckie Dorgan, Victoria J. Dorgan, is a registered financial advisor currently at BARRETT WEALTH CONNECTION LLC located in Spring Grove, Illinois.
Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Victoria has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vickie Dorgan | Victoria J. Dorgan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FORTNIGHTLY; NOT INVESTMENT RELATED; CHICAGO. IL; SINCE 01/2007; WOMEN'S LITERACY SOCIETY; APPROXIMATELY 6 HRS PER Month / 3 HRS DURING SECURITIES TRADING HRS; VOLUNTEER 2) WOMEN'S BOARD OF RAVINIA FESTIVAL ASSOCIATION; NOT INVESTMENT RELATED; HIGHLAND PARK, IL; SINCE 01/2003; NON-PROFIT ORGANIZATION; APPROXIMATELY 1 HR OR LESS PER MONTH / 0 HRS DURING SECURITIES TRADING HRS; VOLUNTEER 3) PERSISTENT FINANCIAL STRATEGIES, LLC; NOT INVESTMENT RELATED: CHICAGO, IL: SINCE 08/01/2017; PUBLIC SPEAKING AND AUTHOR ON GENERAL FINANCIAL EDUCATION TOPICS; APPROXIMATELY 4 HRS PER MONTH / 1 HR DURING SECURITIES TRADING HRS 4) ROTARY CHICAGO FINANCIAL DISTRICT; NOT INVESTMENT RELATED; CHICAGO, IL; START DATE 01/2012; GLOBAL SERVICE ORGANIZATION; APPROXIMATELY 2 HRS PER MONTH / 2 HRS DURING SECURITIES TRADING HRS; VOLUNTEER 5) FRIDAY CLUB; NOT INVESTMENT RELATED; CHICAGO, IL; START DATE 06/2014; 2 HRS PER MONTH / 2 HRS DURING TRADING HRS (DURING MONTHS OF OCT-MAY); VOLUNTEER 6) SEXTON CONDOMINIUM ASSOCIATION; NOT INVESTMENT RELATED; CHICAGO, IL; START DATE 12/07/2023; 8 HRS PER MONTH / 8 HRS DURING TRADING HOURS; VOLUNTEER
CRS (Client Relationship Summary) - RIA
Click below to view Victoria Josephine Dorgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
June 23, 2017 - Present
BARRETT WEALTH CONNECTION LLC
Office #1: 2002 Holian Drive, Suite 104, Spring Grove, IL 60081RIA
CRD#: 161020
Spring Grove, IL
Past
May 11, 2010 - January 26, 2018
KEATING FINANCIAL ADVISORY SERVICES
RIA
CRD#: 142772
CHICAGO, IL
Past
April 27, 2010 - June 26, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHICAGO, IL
Past
April 26, 2010 - June 26, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHICAGO, IL
Past
February 26, 2007 - January 6, 2009
COLE PARTNERS
BD
CRD#: 113464
CHICAGO, IL
Past
May 1, 2002 - November 25, 2003
HARRISDIRECT LLC
BD
CRD#: 42159
JERSEY CITY, NJ
Past
February 15, 2001 - May 1, 2002
HARRIS INVESTORLINE INC.
BD
CRD#: 6362
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BARRETT WEALTH CONNECTION LLC
BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC
CRD#: 161020 / SEC#: 801-130511
RIA
Registered Investment Advisory firm - (6/20/2024 Approved)Colorado
Registered Investment Advisory firm - (6/22/2024 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/23/2017)
IAR
Texas(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 10/29/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BW
BARRETT WEALTH CONNECTION LLC
BARRETT WEALTH CONNECTION | BARRETT WEALTH CONNECTION LLC
CRD#: 161020 / SEC#: 801-130511
RIA
Registered Investment Advisory firm - (6/20/2024 Approved)Colorado
Registered Investment Advisory firm - (6/22/2024 Terminated)Illinois
Registered Investment Advisory firm - (6/21/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (6/21/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2002 Holian Drive, Suite 104, Spring Grove, IL 60081
Mailing Address
Phone number
(815) 529-7527
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 442 |
| AUM (Assets Under Management) | $ 131,998,176 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
