Cynthia S. Beyerlein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia S Beyerlein, who also goes by Cindy Beyerlein, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 2001. Cynthia had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2023 - March 30, 2023
KINGSWOOD CAPITAL PARTNERS, LLC
March 16, 2023 - March 17, 2023
KINGSWOOD WEALTH ADVISORS, LLC
April 25, 2014 - March 7, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 2014 - March 7, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
September 10, 2012 - April 25, 2014
BOENNING & SCATTERGOOD, INC.
September 10, 2012 - April 25, 2014
BOENNING & SCATTERGOOD, INC.
January 27, 2011 - September 27, 2012
MORGAN STANLEY
June 1, 2009 - September 27, 2012
MORGAN STANLEY
January 25, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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