Nicholas J. Termini
Professional Summary
Nicholas J. Termini, who also goes by Nicholas James Termini, Nick Termini, is a registered financial advisor currently at EQUILEND located in New York, New York. Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nicholas James Termini, Nick Termini
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
EQUILEND | EQUILEND LLC
Contact Information
Main Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Mailing Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Phone Number
(212) 901-2272Established
Delaware since 10/12/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/7/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2011SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicholas J. Termini's CRS (Customer Relationship Summary).
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