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NT

Nicholas J. Termini

EQUILEND
NEW YORK, NY 10281
Some features on this profile are disabled
CRD#: 4319872
NT

Professional summary

Nicholas J. Termini, who also goes by Nicholas James Termini, Nick Termini, is a registered financial professional currently at EQUILEND located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas James Termini | Nick Termini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas J. Termini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 11, 2026 - Present

EQUILEND

Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
BD
CRD#: 119107
NEW YORK, NY
Past

May 6, 2022 - February 23, 2026

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
NEW YORK, NY
Past

July 12, 2016 - September 10, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

June 10, 2015 - February 18, 2016

TRADESTATION SECURITIES, INC.

BD
CRD#: 39473
NEW YORK, NY
Past

March 3, 2014 - October 24, 2014

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

March 11, 2008 - November 20, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 25, 2004 - March 6, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 16, 2003 - September 14, 2004

EQUILEND

BD
CRD#: 119107
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/29/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/28/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/15/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

EQ
EQUILEND
EQUILEND | EQUILEND LLC

CRD#: 119107 / SEC#: , 8-53738

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information

Main Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Mailing Address
225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281
Phone number
(212) 901-2272
Established
Delaware since 10/12/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EQUILEND GLOBAL HUBCO LLCDIRECT OWNER - INTERMEDIATE PARENT HOLDINGS COMPANY
NIGRELLI, PAUL JOACHIMCHIEF COMPLIANCE OFFICER4572522
NIGRELLI, PAUL JOACHIMCHIEF FINANCIAL OFFICER AND FINOP4572522
NIGRELLI, PAUL JOACHIMCHIEF EXECUTIVE OFFICER4572522
WACHTER, KAZUKOGENERAL COUNSEL7218349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUILEND

CRD#: 119107New York, NY 10281

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