Brian T. Gasbarro

PENSION & WEALTH MANAGEMENT ADVISORS

Waltham, MA 02453

Some features on this profile are disabled

CRD#: 4319693

Professional summary

Brian Thomas Gasbarro, AIF® is a registered financial advisor currently at PENSION & WEALTH MANAGEMENT ADVISORS located in Waltham, Massachusetts.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.. 11/2013- MassPay- Director of Sales- 500 Cummings Center Suite 4900 Beverly, MA 01915, Manages 2 employees and sells HR and Payroll to Clients. Spends 120 hours each month on this activity. 2. 01/2016- Belenus Farms LLC- Owner- not investment related. Spends less than 5% of time each month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Gasbarro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 19, 2021 - Present

PENSION & WEALTH MANAGEMENT ADVISORS

Office #1: 800 South Street Suite 160, Waltham, MA 02453

RIA

CRD#: 309546

Waltham, MA

Past

November 29, 2017 - April 11, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

WOBURN, MA

Past

November 29, 2017 - August 30, 2018

LPL FINANCIAL LLC

CRD#: 6413

WOBURN, MA

Past

July 5, 2016 - January 20, 2021

TRILOGY CAPITAL, INC.

RIA

CRD#: 281597

Woburn, MA

Past

March 30, 2015 - November 29, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

WOBURN, MA

Past

October 3, 2012 - November 29, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

WOBURN, MA

Past

March 7, 2002 - June 28, 2004

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/26/2021)

IAR

New Hampshire
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/24/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/2/2012

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 3/4/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/1/2004

Registered Options Principal Examination

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

PENSION & WEALTH MANAGEMENT ADVISORS | PENSION & WEALTH MANAGEMENT ADVISORS, INC.

CRD#: 309546 / SEC#: 801-119016

RIA

Registered Investment Advisory firm - (7/6/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

800 South Street Suite 160, Waltham, MA 02453

Mailing Address

Phone number

(781) 810-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PENSION & WEALTH MANAGEMENT ADVISORS (4/29/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 452,222,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian T. Gasbarro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Gasbarro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

TRILOGY CAPITAL, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

BROWNCO, LLC

Primary Firm SEC Registration

PENSION & WEALTH MANAGEMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2014

Series 63

Date: 10/24/2012

SIE

Date: 8/30/2018

Series 6

Date: 10/2/2012

Series 7

Date: 3/4/2002

Series 4

Date: 3/1/2004

Current Firm

PENSION & WEALTH MANAGEMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENSION & WEALTH MANAGEMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors