Michael L. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael L Collins, who also goes by Michael L Collins, Michael Lamont Collins, Mike Collins, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 13 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2023 - November 8, 2023
ALLIANCE-ONE INVESTMENTS, LLC
October 26, 2022 - November 17, 2022
MADISON AVENUE SECURITIES, LLC
August 20, 2018 - December 3, 2018
PLANMEMBER SECURITIES CORPORATION
July 17, 2014 - May 10, 2017
LPL FINANCIAL LLC
October 11, 2013 - June 16, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 2011 - October 13, 2011
IFS SECURITIES
December 22, 2008 - April 3, 2009
EQUITABLE ADVISORS, LLC
December 2, 2008 - April 3, 2009
EQUITABLE ADVISORS, LLC
August 9, 2005 - June 27, 2008
MSI FINANCIAL SERVICES, INC.
March 31, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 31, 2005 - June 27, 2008
MSI FINANCIAL SERVICES, INC.
June 10, 2004 - July 8, 2004
VALIC FINANCIAL ADVISORS, INC.
May 14, 2003 - April 26, 2004
MORGAN STANLEY DW INC.
March 21, 2003 - April 26, 2004
MORGAN STANLEY DW INC.
February 7, 2001 - April 3, 2001
IDS LIFE INSURANCE COMPANY
February 7, 2001 - April 3, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
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