Douglas S. Leonzi
Professional summary
Douglas Scott Leonzi, AIF®, who also goes by Doug Scott Leonzi, Douglas S. Leonzi, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Allentown, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Allentown, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Douglas has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Scott Leonzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 645 Hamilton St Fl 10, Allentown, PA 18101September 1, 2020 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 645 Hamilton St Fl 10, Allentown, PA 18101January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
July 13, 2016 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
January 21, 2014 - July 12, 2016
CETERA INVESTMENT ADVISERS LLC
November 16, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
October 16, 2007 - July 12, 2016
CETERA INVESTMENT SERVICES LLC
June 2, 2005 - October 19, 2007
KNBT SECURITIES, INC.
January 24, 2001 - September 24, 2002
METROPOLITAN LIFE INSURANCE COMPANY
January 24, 2001 - September 24, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2024)
(9/1/2020)
(9/1/2020)
(2/17/2021)
(9/1/2020)
(9/1/2020)
(3/16/2023)
(9/1/2020)
(2/17/2021)
(9/5/2025)
(3/21/2023)
(9/1/2020)
(2/17/2021)
(4/23/2024)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(9/1/2020)
(2/17/2021)
(9/1/2020)
(3/21/2023)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(9/1/2020)
(9/1/2020)
(8/18/2023)
(9/1/2020)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(9/2/2020)
(9/3/2020)
(3/21/2023)
(4/13/2023)
(2/17/2021)
(9/1/2020)
(2/17/2021)
(4/15/2021)
(12/22/2023)
(2/17/2021)
(3/15/2024)
(9/3/2020)
(3/21/2023)
(4/23/2024)
(3/21/2023)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Allentown, PA 18101TRUST BUT VERIFY
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