Nancy L. Schultz
Professional summary
Nancy Lynn Schultz is a registered financial advisor currently at SCHULTZ RETIREMENT INCOME SOLUTIONS, INC. located in Rockland, Maine.
Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Nancy has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Lynn Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2011 - Present
SCHULTZ RETIREMENT INCOME SOLUTIONS, INC.
Office #1: 147 Park Street, Rockland, ME 04841July 15, 2011 - November 5, 2012
PURSHE KAPLAN STERLING INVESTMENTS
January 2, 2009 - July 1, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 3, 2003 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 2, 2003 - July 1, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 30, 2002 - December 13, 2002
KEYBANC CAPITAL MARKETS INC.
September 4, 2002 - June 19, 2003
UVEST FINANCIAL SERVICES GROUP, INC.
February 7, 2001 - December 13, 2002
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/27/2011)
Exams
Current Firm
SCHULTZ RETIREMENT INCOME SOLUTIONS, INC.
CRD#: 158577 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 28,281,323 |
Red Flags
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