Steven D. Huynh

EAGLE STRATEGIES LLC

DALLAS, TX 75251

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CRD#: 4317566

Professional summary

Steven Dung Huy Huynh, who also goes by Steven Dung-huy Huynh, Steven Dung-huy Huyuh, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Dallas, Texas and NYLIFE SECURITIES LLC located in Dallas, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Dung-Huy Huynh | Steven Dung-Huy Huyuh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[The WASP Group LLC; The WASP Group LLC was created to own a single tenant, commercial property; 3301 University Park Ln Irving, TX 75062; Start Date 03/2020; Role/Title: Owner; Investment Related; 6 hours per month; 0 hours per month during securities trading hours;minor accounting and book keeping tasks]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Dung Huy Huynh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2018 - Present

EAGLE STRATEGIES LLC

Office #1: 12201 Merit Drive Suite 1000, Dallas, TX 75251

RIA

CRD#: 110826

DALLAS, TX

Current

January 31, 2017 - Present

NYLIFE SECURITIES LLC

Office #1: 5005 Lyndon B Johnson Freeway Suite 1600, Dallas, TX 75244

CRD#: 5167

Dallas, TX

Past

March 18, 2015 - January 3, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ADDISON, TX

Past

January 30, 2015 - January 3, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

ADDISON, TX

Past

July 20, 2012 - November 11, 2013

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

PLANO, TX

Past

January 3, 2011 - January 23, 2012

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVING, TX

Past

June 9, 2009 - January 23, 2012

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVING, TX

Past

March 6, 2008 - May 28, 2009

SIGNATOR INVESTORS, INC.

CRD#: 468

DALLAS, TX

Past

December 2, 2005 - February 11, 2008

NYLIFE SECURITIES LLC

CRD#: 5167

DALLAS, TX

Past

April 12, 2002 - May 17, 2004

WORLD GROUP SECURITIES, INC.

CRD#: 114473

DULUTH, GA

Past

November 6, 2001 - April 12, 2002

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/31/2017)

IAR

Texas
(11/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/27/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/24/2009

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven D. Huynh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Dung Huy Huynh's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FARMERS FINANCIAL SOLUTIONS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

SIGNATOR INVESTORS, INC.

NYLIFE SECURITIES LLC

WORLD GROUP SECURITIES, INC.

WMA SECURITIES, INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2010

Series 63

Date: 8/8/2001

SIE

Date: 10/1/2018

Series 6

Date: 2/27/2001

Series 26

Date: 8/24/2009

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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