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JO

Jay D. O Brien

GSP SECURITIES LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 4317215
JO

Professional summary

Jay Daniel O Brien, who also goes by Jay Daniel O'brien, is a registered financial professional currently at GSP SECURITIES LLC located in New York, New York.

Jay is registered as a RR (Registered Representative) and started their career in finance in 2001. Jay has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jay Daniel O'brien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jay Daniel O Brien's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 15, 2008 - Present

GSP SECURITIES LLC

Office #1: 22 Vanderbilt 6th Floor, New York, NY, 10017
BD
CRD#: 146250
NEW YORK, NY
Past

October 12, 2004 - March 23, 2005

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 24, 2001 - April 15, 2002

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/18/2008)

Exams

State Security Law Exam
RR
Series 63
Date: 6/9/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GSP SECURITIES LLC
GSP SECURITIES LLC

CRD#: 146250 / SEC#: , 8-67802

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
22 Vanderbilt 6th Floor, New York, NY, 10017
Mailing Address
22 Vanderbilt 6th Floor, New York, NY, 10017
Phone number
(212) 850-4900
Established
Delaware since 04/27/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GALATIOTO SPORTS PARTNERS LLCSOLE MEMBER
KATCHER, BRADLEY IRACO-MANAGING DIRECTOR4264454
LANDOLPHI, PHILIP FRANKCO-MANAGING DIRECTOR, COO, CCO, CFO, ALT. POO1705526
SINGH, GURMINDERFINOP, PFO, POO7311342

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GSP SECURITIES LLC

CRD#: 146250New York, NY 10017

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