Michael D. Policarpo
Professional summary
Michael Dennis Policarpo II is a registered financial professional currently at VICTORY CAPITAL SERVICES, INC. located in Brooklyn, Ohio.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Dennis Policarpo II's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2007 - Present
VICTORY CAPITAL SERVICES, INC.
Office #1: 4900 Tiedeman Road 4th Floor, Brooklyn, OH 44144May 2, 2001 - December 12, 2002
NATIONWIDE SECURITIES, LLC
February 15, 2001 - July 27, 2005
NATIONWIDE FUND DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
VICTORY CAPITAL SERVICES, INC.
CRD#: 37059 / SEC#: , 8-47577
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
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