Meredith Farwell Henning
Professional Summary
Meredith Farwell Henning, who also goes by Meredith (no Middle Name) Briggle, Meredith Nmn Briggle, Meredith (no Middle Name) Farwell, Meredith Farwell, Meredith Farwell Henning, Meredith Henning, is a registered financial advisor currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey. Meredith is registered as a RR (Registered Representative) and started their career in finance in 2001. Meredith has worked at 28 firms and has passed the Series 63, Series 79TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Meredith (no Middle Name) Briggle, Meredith Nmn Briggle, Meredith (no Middle Name) Farwell, Meredith Farwell, Meredith Farwell Henning, Meredith Henning
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION
Contact Information
Main Address
655 Broad Street 19th Floor, Newark, NJ 07102Mailing Address
655 Broad Street 19th Floor, Newark, NJ 07102Phone Number
(973) 802-6000Established
Delaware since 10/09/1996Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | — |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT | 2693999 |
| PRUZINSKY, KRISTIN ANNE | SENIOR VICE PRESIDENT AND CHIEF PRODUCT OFFICER | 5347722 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/5/2022)
(4/5/2022)
(4/5/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Meredith Farwell Henning's CRS (Customer Relationship Summary).
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