Daniel C. Downes
Professional summary
Daniel Christopher Downes, who also goes by Daniel C Downes, is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in Fort Worth, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Daniel has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Christopher Downes's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2014 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 301 Commerce Street Suite 1600, Fort Worth, TX 76102January 15, 2013 - March 7, 2014
WAVEFRONT US CORPORATION
December 20, 2000 - September 1, 2005
WILLIAM BLAIR
Primary Firm SEC Registration
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/24/2014)
Exams
Current Firm
LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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