Luiz David Azambuja

Professional summary

Luiz David Azambuja, who also goes by David Azambuja, Luiz David Azambuja, Luiz David Xavier Azambuja, is a registered financial advisor currently at INSIGNEO ADVISORY SERVICES, LLC located in Coral Gables, Florida and INSIGNEO SECURITIES, LLC located in Coral Gables, Florida.

Luiz David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Luiz David has worked at 14 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Azambuja | Luiz David Azambuja | Luiz David Xavier Azambuja

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.INSIGNEO ADVISORY SERVICES - WORKS FOR AN AFFILIATED RIA AS FINANCIAL ADVISOR SINCE 02/2018; SPENDS APPROX. 150 HRS/MONTHLY. 2.PREMIER BROKERAGE SERVICES INC; ACQUIRED DIVERSIFIED UNDERWRITER SERVICES, INC, 1/2019; LOCATED AT: 1981 NW 88TH COURT, MIAMI, FL 33172. ASSOCIATED 05/31/13; 1 HOUR PER WEEK, OUTSIDE TRADING HOURS; COMPENSATION FOR SALE OF FIXED INSURANCE. 3.BRAZILIAN AMERICAN CHAMBER OF COMMERCE OF FLORIDA - MIAMI, FL - NON-PROFIT; VICE PRESIDENT; COMMITTEE PARTICIPANT; SPENDS APPROX. 5 HRS 4. PROTECTOR INTERNATIONAL SERVICES LLC_No investment related_Address: Miami FL_Nature: Protector role to supervise daily actions of the Trustee_Position: Director and shareholder_Start date: 01/2020_Devote 2 hrs/month and almost none only if necessary hrs/month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luiz David Azambuja's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2018 - Present

INSIGNEO ADVISORY SERVICES, LLC

Office #1: 3011 Ponce De Leon Suite 1410, Coral Gables, FL 33134

RIA

CRD#: 282589

Coral Gables, FL

Current

February 13, 2018 - Present

INSIGNEO SECURITIES, LLC

Office #1: 3011 Ponce De Leon, Suite 1410, Coral Gables, FL 33134

BD

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IA

INSIGNEO ADVISORY SERVICES, LLC

CRD#: 282589 / SEC#: 801-107256

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Florida
(2/14/2018)

IAR

Florida
(3/9/2018)

RR

Virgin Islands
(2/15/2018)

IAR

Virgin Islands
(10/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 7/15/2011

Uniform Securities Agent State Law Examination

IA

INSIGNEO ADVISORY SERVICES, LLC

CRD#: 282589 / SEC#: 801-107256

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

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Contact information

Main Address

1221 Brickell Avenue 27th Floor, Miami, FL 33131

Mailing Address

Phone number

(305) 373-9000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAS BROCHURE (6/11/2025)

IAS WRAP BROCHURE (6/11/2025)

Regulatory assets under management

Total Number of Accounts	4,142
AUM (Assets Under Management)	$ 3,612,629,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luiz David Azambuja's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO SECURITIES, LLC

KOVACK SECURITIES INC.

CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC

CAPITAL GUARDIAN, LLC

RIWM, LLC

INSIGNEO SECURITIES, LLC

REHMANN WEALTH

OSAIC WEALTH, INC.

BANIF TRADING, INC.

BANIF FINANCIAL SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

PERSHING LLC

Primary Firm SEC Registration

INSIGNEO ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/2011

Series 66

Date: 10/30/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2001

FINRA

Current Firm

INSIGNEO ADVISORY SERVICES, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGNEO ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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