Amelia B. Wood
Professional summary
Amelia Babasa Wood, who also goes by Amelia C. Babasa, Amelia Conte Babasa, Amelia B. Wood, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Alpharetta, Georgia.
Amelia is registered as a RR (Registered Representative) and started their career in finance in 2003. Amelia has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Amelia Babasa Wood's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009December 6, 2010 - August 16, 2024
LPL FINANCIAL LLC
September 3, 2003 - December 7, 2010
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(8/16/2024)
Exams
FINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Alpharetta, GA 30009TRUST BUT VERIFY
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