MT
Mary V. Trotter
ALLSTATE FINANCIAL ADVISORS
Troy, AL 36081-2121
Some features on this profile are disabled
CRD#: 4313625
MT
Professional summary
Mary Virginia Trotter, who also goes by Mary VIrginia Thomas, Mary V Trotter, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Troy, Alabama and ALLSTATE FINANCIAL SERVICES, LLC located in Troy, Alabama.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mary has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Virginia Thomas | Mary V Trotter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHAS D THOMAS TRUST POSITION: Secretary/Treasurer NATURE: Family Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1971 ADDRESS: PO box 52385, Tulsa OK 74152, United States DESCRIPTION: Oversight of accounting & Taxation MARY V THOMAS TROTTER POSITION: owner NATURE: These are inherited oil and gas royalty revenueand workinginterests located in OK, LA, NM, TX. The Royalty checksare received and deposited. It is passive income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/31/1981 ADDRESS: 3914 E 64th Place, Tulsa OK 74136, United States DESCRIPTION: maintain current accounting and tax records maintaindivision orders from purchasers keep and update property files MVTT ENTERPRIZES INC POSITION: Principal/Owner NATURE: Renewals Commissions INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2015 ADDRESS: 3914 E 64th PL, Tulsa OK 74136, United States DESCRIPTION: None THOMAS LAND CO. INC./FAMILY FARM POSITION: Secretary-Teasurer NATURE: Family Farming INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1994 ADDRESS: PO Box 82385, Tulsa OK 74152, United States DESCRIPTION: As Secretary-Treasurer I oversee the accounting records & verify tax returns MARY V TROTTER POSITION: Agent NATURE: Commissions and renewals from life product sales from Everlake INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/02/2025 ADDRESS: 3914 E 64th PL, Tulsa OK 74136, United States DESCRIPTION: Acting in the best interest of the customer to perform annual reviews and convert term life insurance should it be the best solution
CRS (Client Relationship Summary) - RIA
Click below to view Mary Virginia Trotter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2018 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 502 N 3notch St, Troy, AL 36081-2121RIA
CRD#: 109524
Troy, AL
Current
August 15, 2018 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 502 N 3notch St, Troy, AL 36081-2121BD
CRD#: 18272
Troy, AL
Past
May 3, 2018 - July 18, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TULSA, OK
Past
April 20, 2018 - July 18, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TULSA, OK
Past
August 3, 2016 - February 12, 2018
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Oklahoma City, OK
Past
February 26, 2001 - July 9, 2007
NYLIFE SECURITIES LLC
BD
CRD#: 5167
TULSA, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/17/2024)
RR
Georgia(7/2/2025)
RR
Missouri(8/18/2022)
RR
Oklahoma(8/15/2018)
IAR
Oklahoma(8/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
