Victor Gonzalez
Professional Summary
Victor Gonzalez is a registered financial advisor currently at THEMIS TRADING LLC located in Chatham, New Jersey. Victor is registered as a RR (Registered Representative) and started their career in finance in 2006. Victor has worked at 1 firm and has passed the Series 63 and Series 11 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
THEMIS TRADING LLC
Contact Information
Main Address
10 Town Square, Suite 100, Chatham, NJ 07928Mailing Address
10 Town Square, Suite 100, Chatham, NJ 07928Phone Number
(973) 665-9600Established
Delaware since 02/19/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALUZZI, JOSEPH CARL | MANAGING MEMBER | 1806970 |
| WILSON, SCOTT ANDREW | MANAGING MEMBER | 1558866 |
| ZAJAC, PAUL SCOTT | CEO | 4096864 |
| ZAJAC, PAUL SCOTT | CCO | 4096864 |
| ZAJAC, PAUL SCOTT | MANAGING MEMBER | 4096864 |
| FERROTTA, CAROL ANN | COO | 2656465 |
| FERROTTA, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL OPERATIONS OFFICER | 2656465 |
| FERROTTA, CAROL ANN | CFO | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL FINANCIAL OFFICER | 2656465 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 11 — Assistant Representative-Order Processing Qualification Exam
Passed Dec 2005SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Victor Gonzalez's CRS (Customer Relationship Summary).
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