VG
Victor Gonzalez
THEMIS TRADING
CHATHAM, NJ 07928
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CRD#: 4313582
VG
Victor GonzalezTHEMIS TRADING
Professional summary
Victor Gonzalez is a registered financial professional currently at THEMIS TRADING LLC located in Chatham, New Jersey.
Victor is registered as a RR (Registered Representative) and started their career in finance in 2006. Victor has worked at 1 firm and has passed the Series 63 and Series 11 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Victor Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2006 - Present
THEMIS TRADING LLC
Office #1: 10 Town Square, Suite 100, Chatham, NJ 07928Office #2: 10 Town Square, Suite 100, Chatham, NJ 07928BD
CRD#: 120116
CHATHAM, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 11
Passed: 12/23/2005
Assistant Representative-Order Processing Qualification Exam
SRO Registrations
RR
FINRA
Current Firm
TT
THEMIS TRADING LLC
THEMIS TRADING LLC
CRD#: 120116 / SEC#: , 8-65260
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
10 Town Square, Suite 100, Chatham, NJ 07928
Mailing Address
10 Town Square, Suite 100, Chatham, NJ 07928
Phone number
(973) 665-9600
Established
Delaware since 02/19/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (15 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SALUZZI, JOSEPH CARL | MANAGING MEMBER | 1806970 |
| WILSON, SCOTT ANDREW | MANAGING MEMBER | 1558866 |
| ZAJAC, PAUL SCOTT | CEO | 4096864 |
| ZAJAC, PAUL SCOTT | CCO | 4096864 |
| ZAJAC, PAUL SCOTT | MANAGING MEMBER | 4096864 |
| FERROTTA, CAROL ANN | COO | 2656465 |
| FERROTTA, CAROL ANN | FINANCIAL AND OPERATIONS PRINCIPAL | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL OPERATIONS OFFICER | 2656465 |
| FERROTTA, CAROL ANN | CFO | 2656465 |
| FERROTTA, CAROL ANN | PRINCIPAL FINANCIAL OFFICER | 2656465 |
| FULVIO, GENNARO JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 2435828 |
| FULVIO, GENNARO JOHN | CFO | 2435828 |
Red Flags
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