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Scott Andrew Wilson

THEMIS TRADING
CHATHAM, NJ
·CRD# 1558866·34 years experience

Professional Summary

Scott Andrew Wilson, who also goes by Scott A Wilson, is a registered financial advisor currently at THEMIS TRADING LLC located in Chatham, New Jersey. Scott is registered as a RR (Registered Representative) and started their career in finance in 1988. Scott has worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott A Wilson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THEMIS TRADING LLC·CRD# 120116
BD
1. 10 Town Square, Suite 100, Chatham, NJ 079282. 10 Town Square, Suite 100, Chatham, NJ 07928
September 19, 2011 - Present
PIPER SANDLER & CO.·CRD# 665
BD
New York, NY
November 19, 2004 - December 13, 2010
VIE SECURITIES, LLC·CRD# 47786
BD
New York, NY
May 21, 2003 - December 7, 2004
VIE INSTITUTIONAL SERVICES, INC.·CRD# 47437
BD
Philadelphia, PA
August 23, 2002 - September 15, 2003
NEEDHAM & COMPANY, LLC·CRD# 16360
BD
New York, NY
May 22, 1995 - October 14, 1999
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 5, 1993 - January 20, 1995
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
October 19, 1988 - June 2, 1989

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Current Firm

TT
THEMIS TRADING LLC

THEMIS TRADING LLC

CRD#: 120116 / SEC#: 8-65260
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

10 Town Square, Suite 100, Chatham, NJ 07928

Mailing Address

10 Town Square, Suite 100, Chatham, NJ 07928

Phone Number

(973) 665-9600

Established

Delaware since 02/19/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SALUZZI, JOSEPH CARLMANAGING MEMBER1806970
WILSON, SCOTT ANDREWMANAGING MEMBER1558866
ZAJAC, PAUL SCOTTCEO4096864
ZAJAC, PAUL SCOTTCCO4096864
ZAJAC, PAUL SCOTTMANAGING MEMBER4096864
FERROTTA, CAROL ANNCOO2656465
FERROTTA, CAROL ANNFINANCIAL AND OPERATIONS PRINCIPAL2656465
FERROTTA, CAROL ANNPRINCIPAL OPERATIONS OFFICER2656465
FERROTTA, CAROL ANNCFO2656465
FERROTTA, CAROL ANNPRINCIPAL FINANCIAL OFFICER2656465

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/16/2011)
RR
Colorado
(12/5/2019)
RR
Maryland
(12/3/2012)
RR
Massachusetts
(12/3/2021)
RR
New Jersey
(9/19/2011)
RR
New York
(9/19/2011)
RR
Pennsylvania
(6/26/2015)
RR
Texas
(12/4/2017)
RR
Virginia
(2/27/2024)
RR
Washington
(11/16/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2002About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 1998

Series 7 — General Securities Representative Examination

Passed Dec 1992About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2002About the Series 24 exam
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Andrew Wilson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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