AM
Andrew R. Melliger
HORNOR, TOWNSEND & KENT
Overland Park, KS 66213
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CRD#: 4313409
AM
Professional summary
Andrew Rolf Melliger, CFP®, who also goes by Andrea Rolf Melliger, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Overland Park, Kansas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Rolf Melliger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: TOTAL FINANCIAL GROUP, INC | POSITION HELD: AGENT | ADDRESS: 7450 W 130TH ST, #150, OVERLAND PARK, KS 66213 | START DATE: 01/02/2014 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 40 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2) NAME OF ACTIVITY SENIORS ONLY, INC | INVESTMENT RELATED: NO | DBA NAME: SENIORS ONLY, INC | POSITION HELD: OWNER & PRESIDENT | ADDRESS: 10901 W 141ST ST, OVERLAND PARK, KS 66221 | START DATE: 01/01/2001 | NATURE OF ACTIVITY: NON-PUBLIC, CORPORATE ENTITY BEING UTILIZED FOR ADMINISTRATIVE PURPOSES ONLY TO FACILITATE & MANAGE OPERATIONS | APPROX HRS PER MTH: 5 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: CORPORATE ENTITY BEING UTILIZED FOR ADMINISTRATIVE PURPOSES ONLY TO FACILITATE AND MANAGE OPERATIONS. REVIEW AND MANAGE DEPOSITS & EXPENSES 3) NAME OF ACTIVITY SELF-EMPLOYED INSURANCE AGENT | INVESTMENT RELATED: YES | DBA NAME: NA | POSITION HELD: AGENT | ADDRESS: 7450 W 130TH ST, #150, OVERLAND PARK, KS 66213 | START DATE: 11/01/2000 | NATURE OF ACTIVITY: MARKETING AND SALE OF TRADITIONAL LIFE, ACCIDENT, HEALTH, DISABILITY & LTC INSURANCE AS WELL AS FIXED ANNUITIES | APPROX HRS PER MTH: 50 | APPROX TRADING HRS PER MTH: 40 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 4) INSURANCE SALES | POSITION: Partner |DBA Total Financial | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/16/2025 | ADDRESS: 4000 W 114th Street, Suite 140, Leawood KS 66221 | DESCRIPTION: life insurance sales
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Rolf Melliger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Rolf Melliger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7450 W 130th St #150, Overland Park, KS 66213RIA
BD
CRD#: 4031
Overland Park, KS
Current
November 13, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 7450 W 130th St #150, Overland Park, KS 66213RIA
BD
CRD#: 4031
Overland Park, KS
Past
June 5, 2007 - November 14, 2024
OSAIC FS, INC.
RIA
CRD#: 3870
OVERLAND PARK, KS
Past
January 10, 2006 - November 14, 2024
OSAIC FS, INC.
BD
CRD#: 3870
OVERLAND PARK, KS
Past
September 4, 2001 - February 13, 2006
MAIN STREET SECURITIES, LLC
BD
CRD#: 47127
HAYS, KS
Past
January 2, 2001 - September 4, 2001
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
MANCHESTER, MO
Past
December 8, 2000 - February 1, 2001
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/5/2025)
RR
Kansas(11/13/2024)
IAR
Kansas(11/13/2024)
RR
Missouri(11/13/2024)
RR
Texas(11/15/2024)
IAR
Texas(11/15/2024)
RR
Washington(4/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Overland Park, KS 66213TRUST BUT VERIFY
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