Marc Hayes
Professional summary
Marc Hayes, who also goes by Marc Richard Hayes, Marc Richard Yaiser, is a registered financial professional currently at MACRO RISK ADVISORS LLC located in Rye, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2002. Marc has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Hayes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2021 - Present
MACRO RISK ADVISORS LLC
Office #1: 411 Theodore Fremd Ave Suite 206 South, Rye, NY 10580June 3, 2019 - March 2, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 15, 2006 - May 7, 2019
CITIGROUP GLOBAL MARKETS INC.
September 18, 2002 - February 22, 2006
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/13/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
MACRO RISK ADVISORS LLC
CRD#: 148143 / SEC#: , 8-67973
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACRO HOLDINGS LLC | SHAREHOLDER - MEMBER | |
| CURNUTT, DEAN CARL | PRESIDENT | |
| LUTTENBERGER, JOHN THOMAS | CHIEF COMPLIANCE OFFICER | |
| TAO, BING QIN | FINOP | 6253793 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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