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CB

Craig D. Brenner

VENTUM FINANCIAL (US)
Vancouver, V6B 0S6
Some features on this profile are disabled
CRD#: 4312908
CB

Professional summary


Craig Douglas Brenner is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .

Craig is registered as a RR (Registered Representative) and started their career in finance in 2000. Craig has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Craig Douglas Brenner's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 19, 2025 - Present

VENTUM FINANCIAL (US) CORP.

Office #1: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
BD
CRD#: 127404
Vancouver,
Past

October 11, 2024 - July 28, 2025

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
Toronto, Ontario,
Past

July 10, 2012 - September 14, 2023

DESJARDINS SECURITIES INTERNATIONAL INC.

BD
CRD#: 112417
TORONTO, ONTARIO,
Past

July 28, 2006 - April 18, 2012

MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.

BD
CRD#: 38108
TORONTO, ONTARIO,
Past

October 11, 2002 - March 9, 2005

BROADPOINT AMTECH, INC.

BD
CRD#: 121456
GREENWICH, CT
Past

December 12, 2000 - October 2, 2002

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/19/2025)
RR
Colorado
(9/19/2025)
RR
Connecticut
(9/19/2025)
RR
Delaware
(9/19/2025)
RR
Idaho
(9/19/2025)
RR
Illinois
(9/19/2025)
RR
Kentucky
(9/19/2025)
RR
Maryland
(9/19/2025)
RR
Massachusetts
(9/19/2025)
RR
Minnesota
(9/19/2025)
RR
Montana
(9/19/2025)
RR
Nevada
(9/19/2025)
RR
New Jersey
(9/19/2025)
RR
New York
(9/19/2025)
RR
Ohio
(9/19/2025)
RR
Oregon
(9/19/2025)
RR
Pennsylvania
(9/19/2025)
RR
Texas
(9/19/2025)
RR
Utah
(9/19/2025)
RR
Washington
(9/19/2025)
RR
Wisconsin
(9/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/6/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.

CRD#: 127404 / SEC#: , 8-65995

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
MURRAY, DAVID ANDREWVP, FINANCE AND DIRECTOR4671309
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VENTUM FINANCIAL (US) CORP.

CRD#: 127404Vancouver, V6B 0S6

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