Stephen S. O'keefe
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
MONT VERNON, NH
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CRD#: 4312863
Professional summary
Stephen Sean O'keefe, who also goes by Stephen S O'keefe, Stephen Sean Okeefe, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mont Vernon, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Stephen has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I have worked with clients and families like yours for over 20 years at Fidelity. I utilize a comprehensive wealth planning process that helps clients pursue their financial goals. As a trusted brand, Fidelity provides solutions for all styles of investors. I believe in a wealth planning process that strives to help clients achieve their financial goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen S O'keefe | Stephen Sean Okeefe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 1818 | Org Name:POLICE OFFICER | Org Addr:Mont Vernon, NH, US | Nature of Bus:Community services | Invst Rel:N | Title:Corporal | Duties:Community Services | Start Dt:07/05/1999 | Total Hrs p/m:32 | Sec Trdng Hrs p/m:0 OAA#: 48265 | Org Name:Mont Vernon School Board | Org Addr:Mont Vernon, NH, US | Nature of Bus:School Board | Invst Rel:N | Title:School Board Member | Duties:School Board | Start Dt:02/10/2017 | Total Hrs p/m:3 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Sean O'keefe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Southern Vermont College
Bachelor of Science (BS) - Social Sciences
1996
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 155 Congress St, Boston, MA 02110RIA
CRD#: 104555
MONT VERNON, NH
Current
February 28, 2001 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Congress St, Boston, MA 02110BD
CRD#: 7784
BOSTON, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
February 24, 2004 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2018)
RR
Arizona(3/16/2001)
RR
California(3/16/2001)
RR
Colorado(8/8/2020)
RR
Connecticut(3/16/2001)
RR
Delaware(1/4/2025)
RR
District of Columbia(3/16/2001)
RR
Florida(3/22/2001)
RR
Georgia(3/16/2001)
RR
Illinois(9/19/2019)
RR
Indiana(1/6/2017)
RR
Louisiana(3/16/2001)
RR
Maine(3/16/2001)
RR
Maryland(3/16/2001)
RR
Massachusetts(3/14/2001)
IAR
Massachusetts(3/31/2025)
RR
Michigan(1/4/2025)
RR
Minnesota(8/20/2024)
RR
Mississippi(4/23/2020)
RR
Missouri(3/4/2022)
RR
New Hampshire(3/14/2001)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(3/16/2001)
RR
New York(3/16/2001)
RR
North Carolina(3/16/2001)
RR
Ohio(3/25/2023)
RR
Oregon(1/4/2025)
RR
Pennsylvania(3/16/2001)
RR
Rhode Island(3/16/2001)
RR
South Carolina(3/16/2001)
RR
Texas(3/16/2001)
IAR
Texas(3/31/2025)
RR
Utah(10/17/2023)
RR
Vermont(1/5/2016)
RR
Virginia(3/16/2001)
RR
Washington(3/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Mont Vernon, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
