Patrick John Kane
Professional Summary
Patrick John Kane is a registered financial advisor currently at MOSAIC ATS, LLC located in New York, New York and YORKVILLE IVES & CO., LLC located in Mountainside, New Jersey. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 25, Series 14, Series 24 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
RAM FINANCIAL LLC
Contact Information
Main Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226Mailing Address
1420 Washington Blvd 6th Floor, Detroit, MI 48226Phone Number
(888) 521-8858Established
Delaware since 02/08/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 2009Series 25 — NYSE Trading Assistant Examination
Passed Aug 2002SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick John Kane's CRS (Customer Relationship Summary).
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