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PK

Patrick J. Kane

MOSAIC ATS
New York, NY 10014
Some features on this profile are disabled
CRD#: 4312570
PK

Professional summary

Patrick John Kane is a registered financial professional currently at MOSAIC ATS, LLC located in New York, New York.

Patrick is registered as a RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 25, Series 14, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Patrick John Kane's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 22, 2025 - Present

MOSAIC ATS, LLC

Office #1: 875 Washington Street 4th Floor, New York, NY, 10014
BD
CRD#: 335824
New York, NY
Past

September 12, 2018 - July 10, 2023

SEA OTTER SECURITIES GROUP LLC

BD
CRD#: 171630
NEW YORK, NY
Past

November 8, 2016 - June 13, 2017

ARXIS SECURITIES LLC

BD
CRD#: 172506
NEW YORK, NY
Past

February 25, 2013 - December 1, 2016

CANACCORD GENUITY LLC

BD
CRD#: 1020
NEW YORK, NY
Past

July 2, 2012 - February 25, 2013

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

November 21, 2008 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

October 8, 2007 - November 18, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 9, 2006 - April 26, 2006

M & J SECURITIES, INC.

BD
CRD#: 33273
NEW YORK, NY
Past

May 17, 2001 - December 31, 2005

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/13/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/22/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/5/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/5/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 8/14/2002
NYSE Trading Assistant Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/2012
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 5/24/2010
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MOSAIC ATS, LLC
MOSAIC ATS, LLC

CRD#: 335824 / SEC#: , 8-71355

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
875 Washington Street 4th Floor, New York, NY 10014
Mailing Address
875 Washington Street 4th Floor, New York, NY 10014
Phone number
(917) 533-5273
Established
Delaware since 03/20/2025
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MOSAIC PLATFORMS, INC.MEMBER
COSENZA, JOHN ALBERTCO-CEO4073037
KANE, PATRICK JOHNCHIEF COMPLIANCE OFFICER4312570
STAMOVA, ILINA SEVDALINOVAFINOP5500851
WALD, JOSEPHCO-CEO2448482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOSAIC ATS, LLC

CRD#: 335824New York, NY 10014

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