Carol P. Bradley
Professional summary
Carol Patricia Bradley, who also goes by Carol Bradley, Carol P Mendoza, Carol Patricia Mendoza, is a registered financial advisor currently at PRIVATE WEALTH MANAGEMENT, LLC located in Exton, Pennsylvania.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Carol has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Patricia Bradley's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2026 - Present
PRIVATE WEALTH MANAGEMENT, LLC
Office #1: 600 Eagleview Blvd Suite #300, Exton, PA 19341January 31, 2001 - August 23, 2021
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/16/2026)
Exams
Series 7TO
Date: 12/1/2022
General Securities Representative ExaminationCurrent Firm
PRIVATE WEALTH MANAGEMENT, LLC
CRD#: 282801 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 72,000,000 |
Red Flags
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