TB
Theresa L. Badgett
CETERA INVESTMENT ADVISERS LLC
GRAPEVINE, TX
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CRD#: 4311314
TB
Professional summary
Theresa Lynn Badgett is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Grapevine, Texas and CETERA WEALTH SERVICES, LLC located in Baytown, Texas.
Theresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Theresa has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BADGETT TAX & FINANCIAL POSITION: Owner/Sole Proprietor NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2732 Kimberly Dr, Grapevine TX 76051, United States DESCRIPTION: Accounting, Tax Preparation, Bookkeeping and Payroll 2) LTMRI LLC - DBA BADGETT TAX & FINANCIAL POSITION: Managing Member NATURE: Tax Preparation/Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2001 ADDRESS: 2732 Kimberly Dr, Grapevine TX 76051, United States DESCRIPTION: Accounting, Tax Preparation, Bookkeeping and Payroll 3) SHAVE IT JUICE IT LLC - DBA OOH LA LA! SHAVE ICE POSITION: Owner NATURE: Shaved Ice stand INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/04/2019 ADDRESS: 4702 N Main Suite B, Baytown TX 77521, United States DESCRIPTION: Buying supplies 4) Colejack, LLC; Partner/General Partner; Rental Property Owner/Management; IR; 0; 09/19/2014; P O Box 3799 Grapevine TX 76099; Landlord
CRS (Client Relationship Summary) - RIA
Click below to view Theresa Lynn Badgett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
GRAPEVINE, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4702 N Main, Baytown, TX 77520BD
CRD#: 13572
Baytown, TX
Past
July 8, 2014 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
GRAPEVINE, TX
Past
May 9, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Grapevine, TX
Past
September 12, 2012 - May 13, 2014
TRADINGBLOCK
BD
CRD#: 128605
BAYTOWN, TX
Past
April 9, 2007 - September 10, 2012
BROKERSXPRESS LLC
RIA
CRD#: 127081
GRAPEVINE, TX
Past
August 17, 2006 - September 10, 2012
BROKERSXPRESS LLC
BD
CRD#: 127081
GRAPEVINE, TX
Past
April 10, 2001 - August 23, 2006
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GRAPEVINE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Mississippi(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
