SM
Scott R. Mcintyre
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Hunt Valley, MD 21030
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CRD#: 4310496
SM
Professional summary
Scott Robert Mcintyre is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Hunt Valley, Maryland and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Hunt Valley, Maryland.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RYAN AND ASSOCIATES, 106 OLD PADONIA RD, SUITE 3, HUNT VALLEY, MD, CONTRACT ACCOUNTING CONSULTANT, CPA/Enrolled Agent/Tax Preparer/Accounting Services,01/02/20 NIR, 360/YR, 4/TRADING HR 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 01/02/20. 3) MSWA- 130 N BOND ST, #203. BELAIR, MD- VOLUNTEER YOUTH HS WRESTLING ASSOC- NON-PROFIT- NIR- 20/WK- 0/TRADING 4) SELF EMPLOYED- 106 OLD PADONIA RD, FOREST HILL, MD, OWNER- INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.SOLE PROP- INV REL- 10/MO- 10/TRADING 5) DAN MILLER, CPA, 4042 HUNT CREST RD, JARRETTSVILLE, MD, 02/16/21, CPA/Enrolled Agent/Tax Preparer/Accounting Services, 15 HR/WK- 15/TRADING HR. 6) ATHLON ADVISORS, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 01/01/2025, Occasional non-pay tax preparation, Tax Services, NIR, 5 HR/MO, 5 HR/MO TRADING. 7) LICENSED INSURANCE AGENT, 106 Old Padonia Rd., Suite 3, Hunt Valley MD 21030, 11/01/2024, Agent, Insurance/Benefits/Human Resources, NIR, 3 HR/MO, 3 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Robert Mcintyre's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 106 Old Padonia Rd., Hunt Valley, MD 21030RIA
CRD#: 134139
Hunt Valley, MD
Current
January 2, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 106 Old Padonia Rd., Ste 3, Hunt Valley, MD 21030BD
CRD#: 39543
Hunt Valley, MD
Past
June 10, 2014 - December 17, 2018
CCO CAPITAL, LLC
BD
CRD#: 31147
PHOENIX, AZ
Past
February 24, 2012 - May 30, 2014
KBS CAPITAL MARKETS GROUP LLC
BD
CRD#: 132299
NEWPORT BEACH, CA
Past
April 21, 2005 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
December 3, 2003 - April 28, 2005
ASHTON STEWART & CO., INC.
BD
CRD#: 112386
MIAMI, FL
Past
November 11, 2002 - November 26, 2003
FISHER INVESTMENTS
RIA
CRD#: 107342
FOREST HILL, MD
Past
August 22, 2002 - November 12, 2002
JOHN HANCOCK DISTRIBUTORS LLC
RIA
CRD#: 5249
FOREST HILL, MD
Past
January 1, 2002 - November 12, 2002
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
February 8, 2001 - January 1, 2002
MANULIFE WOOD LOGAN, INC.
BD
CRD#: 19177
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/26/2025)
RR
Arizona(6/26/2025)
RR
California(6/26/2025)
RR
Colorado(1/2/2024)
RR
Connecticut(1/2/2024)
RR
Delaware(1/2/2020)
RR
District of Columbia(1/2/2024)
RR
Florida(1/2/2020)
RR
Georgia(1/13/2020)
RR
Illinois(6/26/2025)
RR
Maryland(1/2/2020)
IAR
Maryland(1/2/2020)
RR
Massachusetts(6/26/2025)
RR
Michigan(6/26/2025)
RR
Nebraska(1/2/2024)
RR
Nevada(1/2/2024)
RR
New Hampshire(6/26/2025)
RR
New Jersey(1/2/2024)
RR
New Mexico(1/2/2024)
RR
New York(6/26/2025)
RR
North Carolina(1/3/2022)
RR
Pennsylvania(1/2/2020)
RR
Rhode Island(1/2/2020)
RR
South Carolina(1/2/2020)
RR
Texas(1/2/2024)
IAR
Texas(1/3/2024)
RR
Virginia(1/2/2020)
RR
Washington(6/26/2025)
RR
West Virginia(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Hunt Valley, MD 21030TRUST BUT VERIFY
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