M C. Warren
Professional summary
M Chet Warren, CFP®, who also goes by M. C Warren, Michael Chet Warren, is a registered financial advisor currently at WEALTH ADVISORY SOLUTIONS, LLC located in Brownsburg, Indiana.
M is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. M has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view M Chet Warren's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
August 17, 2017 - Present
WEALTH ADVISORY SOLUTIONS, LLC
Office #1: 7230 Arbuckle Commons Suite 119, Brownsburg, IN 46112June 1, 2009 - August 21, 2017
MORGAN STANLEY
June 1, 2009 - August 21, 2017
MORGAN STANLEY
April 23, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 1, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2017)
Exams
Current Firm
WEALTH ADVISORY SOLUTIONS, LLC
CRD#: 288903 / SEC#: 801-110859
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,723 |
| AUM (Assets Under Management) | $ 560,401,982 |
Red Flags
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